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The candidate should have... prior corporate and securities paralegal experience (in either a... undergraduate institution or a paralegal certificate. Experience with Colorado... corporate law is helpful. Should have excellent written and verbal communication skills, and expertise in MSWord...
for all transactions. A paralegal provides substantive legal work... and Security adherence and compliance as necessary
Supporting administrative reporting... the Justice League and Compliance (known as “Team Quest”)... university or Certification in Paralegal Studies
2 years of corporate... or commercial paralegal experience required, and
Duties: Coordinate trade documentation with clients and... from pre-trade discussions through trade execution and completion. Upload... team to manage regulatory compliance requirements such as Know... Your Customer (KYC), Anti-Money Laundering (AML) and similar requirements. Review loan documents and...
The candidate will be... resolutions and minutes, monitoring compliance with filing requirements and... corporate records and ensures compliance with corporate requirements and... registered/statutory agents nationwide. Monitors compliance with Section 16 filing... experience required. Should have Paralegal certification. Must have 3+......
Senior Compliance Manager
Duties: Assist the... Divisional Compliance Officer/Director, Compliance in supervising... of the business units’/divisions’ Compliance Departments. Prevent, detect and... and assigns projects to Compliance Managers, Compliance Analysts, technical... supervise overall performance of compliance department staff. Reviews and... and distributors. Assist the Compliance Officer and/or appropriate Operational... Compliance...
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Investment Company Act Paralegal
The candidate will have... client regulatory filing and compliance calendars. Bachelor's degree and... paralegal certification or equivalent work... experience and 3-5 years of experience required with mutual fund, corporate governance or regulatory filing required. Knowledge of...
degree. Certification as a paralegal preferred, but required if... no direct legal experience. Should have working knowledge of Microsoft Office, Adobe Acrobat, Westlaw/Lexus and other appropriate cloud and legal software tools. Strong understanding about how non-profit organizations use integrated legal...
The candidate will provide... and concepts. Serve as paralegal resource for assigned health... degree or Certificate in Paralegal Studies. Must have 3... years of paralegal experience. Should preferably have... IT development and/or healthcare experience. Advanced computer skills and proficiency...
Paralegal/ Legal Assistant
Responsibilities :... The candidate shall be conducting file reviews and data entry. Meeting deadlines, drafting correspondence and interacting with clients. Posting entries to client accounts. Confident phone and communication skills. Greets and assists clients and visitors to...
Duties: Dictation, word processing, client communication, time/billing entry, accuracy in calendaring and file management (electronic and paper). Open and maintain files. E-filing with State and Federal Courts. Docketing and calendaring. Run conflicts checks. Accounting tasks such as: submitting check...