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Regulatory Paralegal Jobs in Utah

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Job info
SPONSOREDJOB
Company
Western Electricity Coordinati...
Experience
Min 5 yrs required
Location
Salt Lake City, UT
Posted Date
Jul 31,17
Info Source
develop and write formal regulatory documents and assist or paralegal years of experience in regulatory compliance environment. Understanding of... needed. Experience working with regulatory practices, analyzing regulatory issues,... and shaping regulatory policy is essential. Excellent...... read more
Company
In-House
Experience
2-3 yrs required
Location
Salt Lake City, UT
Posted Date
Aug 03, 17
Info Source
Employer
for special legal or regulatory risks, as well as... Must have J.D. degree, paralegal certificate and/or 2-3 years... Knowledge of legal and regulatory issues pertaining to financial... institutions is needed. Knowledge of MS Office, Access, Excel or similar software is... read more
Company
In-House
Experience
Min 2 yrs required
Location
Salt Lake City, UT
Posted Date
Aug 15, 17
Info Source
Employer
is in accordance with regulatory and firm requirements prior... business judgment to identify unusual or suspicious documentation or activity. Will approve accounts for margin and/or options trading. Will continuously implement process changes based on regulatory and Anti Money Laundering... policies.... read more
Company
In-House
Experience
Min 2 yrs required
Location
Salt Lake City, UT
Posted Date
Aug 14, 17
Info Source
Employer
is in accordance with regulatory and firm requirements prior... Apply sound business judgment to identify unusual or suspicious documentation or activity. Approve accounts for margin and/or options trading. Continuously implement process changes based on regulatory and Anti Money Laundering... policies.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Salt Lake City, UT
Posted Date
Jul 20, 17
Info Source
Employer
Corporate Paralegal The candidate will support... of Department attorneys, the Paralegal will be responsible for... reviewing and negotiating a fee arrangements. Additionally, the Paralegal will maintain regulatory licensing... through completing and... years as an Advance Paralegal Certified, a combination of...... read more
Company
In-House
Experience
Min 1 yrs required
Location
Salt Lake City, UT
Posted Date
Aug 14, 17
Info Source
Employer
movements leaving client accounts; Authenticate asset transfer requests directly with the PWM Clients; Review account documentation, verify client signatures, and review legal documentation; Perform regulatory and risk related exception... processing; Maintain integrity of customer accounts; Enforce regulations and GS policy.... read more
Company
In-House
Experience
Max 5 yrs required
Location
Salt Lake City, UT
Posted Date
Aug 01, 17
Info Source
Employer
Develop and write formal regulatory documents and assist or... facilitate the development of formal proposals for implementing effective enforcement policies. Develop record associated with proposed violations, penalties, sanctions, and reliability recommendations with an emphasis on CIP related activities. Lead and/or... read more
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