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Licensing and Regulatory Compliance Specialist
Responsibilities :... and submit written notices of reportable events to appropriate state and federal agencies. Develop and maintain good working relationships with representatives of various state and federal regulatory agencies. Self compose all... communications externally/internally....
Assistant Ethics and Compliance
Duties: Performs a broad range of administrative duties for the Ethics and Compliance department and acts on behalf of the department in written and verbal communications. Relieves the ECO of details so that role can perform...
Provides confidential, administrative and paralegal support to the SVP,... packets and materials. Assisting in the preparation of regulatory and audit exams (1,... 2 times annually) and will include compiling and organizing the requested information for the OCC and Audit Teams....