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22 jobs found for

Regulatory Paralegal Jobs in Beverly Hills

Job info
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Jun 21, 17
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Series 6, 7, 24, 66 or 65 preferred. 1 2 years experience in the securities industry. Working knowledge of Investment... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Jul 12, 17
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program is essential. Series 6 and/or Series 7 and/or series 24, series 66 or series 65 preferred (we can hold your... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Century City, CA
Posted Date
Jul 12, 17
Info Source
Recruiter
Litigation Secretary The candidate should have both state and federal filing experience. Some corporate and regulatory experience is preferred.... read more
Company
Law Firm
Experience
Location
Santa Monica, CA
Posted Date
Jun 08, 17
Info Source
Recruiter
have the most. Licensing Specialist Paralegal Duties: Supports the California... set appointments with local regulatory agencies on behalf of... Bachelor s degree preferred. Paralegal education or experience a... Licensing, Zoning or comparable regulatory agencies, a plus. Must... have strong interpersonal skills,... read more
Company
Law Firm
Experience
3-5 yrs required
Location
Encino, CA
Posted Date
Aug 05, 17
Info Source
Employer
Corporate Paralegal Responsibilities: Assist in the... state, federal, city and regulatory agencies. Manage calendars, docket... and tickler systems, and assist in meeting deadlines and organizing files. Manage and coordinate checklists for closings. Prepare closing binders with attention to collection/follow-up of... read more
Company
In-House
Experience
Min 5 yrs required
Location
Burbank, CA
Posted Date
Aug 03, 17
Info Source
Employer
original files for various regulatory filings, assorted state and... local government filings, and minute book consents/minutes and their related files. Make travel arrangements primarily for domestic travel, prepare and timely submit expense reports, draft correspondence and revise and redline documents,... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Aug 22, 17
Info Source
Employer
Contracts and Compliance Paralegal Duties: Reviewing, analyzing, modifying... department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Aug 22, 17
Info Source
Employer
system. Configuring system to provide solutions for various department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jul 23, 17
Info Source
Employer
Paralegal The candidate will assist... drafting and filing certain regulatory filings. Handle entity billing.... background preferred. Certified as Paralegal. Strong analytical and communication... skills (both written and verbal) and proficient in MS Word, Excel and Outlook required. Previous investment management... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jul 22, 17
Info Source
Employer
Paralegal (Mutual Fund) The candidate... review of mutual fund regulatory filings. Liaise with and... working in corporate law firms or in-house legal departments required. Must be Certified as Paralegal. Previous investment management experience... or knowledge in the industry a plus.... read more
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