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Mutual Fund Paralegal Jobs

Job info
Company
Law Firm
Experience
Min 2 yrs required
Location
San Francisco, CA
Posted Date
May 13, 17
Info Source
Employer
securities filings prior to fund closings for submission to... database. Generates and maintains fund status chart listing investor... copies of all governing fund agreements, resolutions, opinions, support... certificates, fund tax forms, securities filings,... closing checklist as new fund related documents and agreements... fund... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 26, 17
Info Source
Employer
Mid-level Investment Management Paralegal The candidate participates as... and correspondence related to mutual funds and/or unit investment... various regulatory and organizational fund documents such as registration... various regulatory and organizational fund documents, including review of... outside clients. Assists with fund launches and mergers and...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
May 24, 17
Info Source
Employer
services provided by the Fund Regulatory Services Group and... corporate governance services to mutual fund clients of all... types,... Law firm (specializing in Mutual Fund, RIC); Mutual fund... organization... (adviser, distributor) and fund Administrator (custodian bank/ transfer... have experience working with mutual fund boards, including attending...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Columbus, OH
Posted Date
May 24, 17
Info Source
Employer
draft and advise on mutual fund offering documentation. This... Should have experience preparing mutual fund prospectuses, summary prospectuses,... years paralegal experience with mutual funds, registration and SEC... plus. Experience with other mutual fund related matters such... as review of annual... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
May 24, 17
Info Source
Employer
draft and advise on mutual fund offering documentation. This... Should have experience preparing mutual fund prospectuses, summary prospectuses,... years paralegal experience with mutual funds, registration and SEC... plus. Experience with other mutual fund related matters such... as review of annual... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
May 24, 17
Info Source
Employer
Paralegal (Mutual Fund) The candidate will... and preparation/amendment of prospectuses, fund shareholder reports, proxies, communications... Team with completion of mutual fund information requests and... filing, and/or review of mutual fund regulatory filings. Liaise... 5+ years of relevant mutual fund experience including experience...... read more
Company
In-House
Experience
Min 2 yrs required
Location
Newark, NJ
Posted Date
May 25, 17
Info Source
Employer
candidate will support its mutual funds and related investment... and legal requirements governing Fund Boards pursuant to the... preparation and distribution of Mutual Fund Board materials. Achieving... proficiency... detailed biographical information regarding Fund Directors and Officers for... Prior experience as a Mutual Fund Paralegal is preferred....... read more
Company
In-House
Experience
3-5 yrs required
Location
Lone Tree, CO
Posted Date
May 23, 17
Info Source
Employer
in supporting the Schwab mutual funds and ETFs (exchange-traded... and on-going maintenance of mutual fund registration statements, including... attorneys in support of Fund and investment advisor governance... review and processing of Fund Board meeting materials, preparation... Fund prime brokerage agreements, and mutual fund clearing agreements. Provide...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Woodland Park, NJ
Posted Date
May 26, 17
Info Source
Employer
Regulatory Authority, the Exempted Mutual Fund exemptions contained in... the Cayman Islands Mutual Funds Law, etc. Perform... initial subscription documents from fund of funds clients ensuring... with same, liase with fund managers and team managers... in the Fund of Funds' group regarding... fund,... read more
Company
In-House
Experience
4-6 yrs required
Location
Hauppauge, NY
Posted Date
May 25, 17
Info Source
Employer
Senior Mutual Fund Paralegal Duties: Coordinates... other SEC filings for fund counsel review and coordinates... bond and E&O/D&O insurance coverage. Coordinates mutual fund clients’ annual proxy... voting... record filings with the SEC May perform other duties as required and assigned.... read more
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