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Compliance in Providence:

2 jobs found for:Compliance in Providence

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SPEED APPLY  DATE  LOCATION  JOB TITLE
May 16, 13 USA-RI-Providence

Legal Staff in Providence, RI

In-House, Min 5 yrs required
 41hit(s)  
decisions. Works closely with compliance to address exceptions and... products. Oversee and impact compliance and risk management activities... across the division, to include fiduciary, investment and credit and banking matters. Acts as primary liaison with OCF partners, to ensure all...
May 08, 13 USA-RI-Providence

Legal Staff in Providence, RI

In-House, Min 1 yrs required
 48hit(s)  
and motions; Conducting discovery, including obtaining records and reviewing documents; Interviewing clients; Preparing trial materials; Conducting legal research. Monitors and maintains compliance with Claim Litigation Management... System – Team Connect. Works under the direction and supervision of a licensed attorney....
   
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