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office seeks senior corporate securitiesattorney with 6+ years of securities law expertise, including experience... requirements for reporting issuers securities Act experience with public... and private securities offerings and exemptions. SEC...... read more
to Senior-Level Corporate / Transactional attorney for a permanent position... with a prestigious boutique New Jersey based corporate and securities law firm. The candidate must have 5 to 8 years of experience in... read more
Seeking Junior-Level Corporate / Transactional attorney for a permanent position... with a prestigious boutique New Jersey based corporate and securities law firm. The candidate should have between 0 and 3 years of experience in... read more
rules relating to municipal securities; review current business practices... against regulatory and firm requirements to ensure that discrepancies are proactively identified and addressed; draft and update policies and procedures relating to municipal underwriting business; assist in responding to regulatory exams...
Municipal Securities Public Finance Lawyer
Duties:... sources, and work on other special projects involving the public finance municipal securities business. Will be part... of the WMA Legal team, reporting directly to the head of the WMA Capital Markets legal team....
projects involving the municipal securities business, as well as... particular focus of municipal securities sales and trading required.... Strong knowledge of and expertise In MSRB, SEC and other related regulations required. Experience working changes affecting the municipal securities business required....
Investment Advisory Attorney
The candidate would provide... advice on all aspects of new product; developments, preparation, filing and management of all; regulatory filings, disclosure and other documents; required under the federal securities laws, including the Investment... Advisers Act of 1940;...
Manager Research Analyst (International Equities)
The candidate responsibilities would include: Assessing investment manager or strategy skill through qualitative and quantitative analysis, including leading manager interviews, interpreting MPT statistics, and performing holdings-based portfolio reviews. Formulating investment manager recommendations based on analysis....
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& Corruption/Government Relations Compliance Officer
Duties: Conduct reviews of requests to service government entities located in the United States to determine whether the request, if approved, will trigger lobbyist registration, create the appearance of a conflict of interest, or comply...
started as a staff attorney. Provide day-to-day leadership and... guidance to the team of lawyers supporting the firm’s proprietary funds and unaffiliated funds for which our client serves as a sub-adviser, covering a broad range of asset classes, including bank...
other federal and state securities laws. Will advise on... peer law firm or government agency. Should be admitted and in good standing to the New York State Bar. Excellent academic credentials is required. Corporate or litigation securities experience is needed....
Corporate M&A Attorney
The candidate responsibilities include... deals and transactions as well as the day to day contacts, housekeeping and advisory work involved with running an international concern. Should have 4+ years of M&A experience. Must have top credentials....