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Regulatory Law in New York:

213 jobs found for:Regulatory Law in New York



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SPEED APPLY  DATE  LOCATION  JOB TITLE
May 18, 13 USA-NY-New York City

Sponsored Job  

Law Firm, BCG Attorney Search Min 4 yrs required
6hit(s)  
sector including private equity fund or hedge fund experience and preferably both regulatory expertise and experience (Investment... Advisers Act, Investment Company Act, Commodity Exchange Act) would be a big plus....

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Employer Type : Law Firm
Source : Recruiter

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May 18, 13 USA-NY-New York City

Sponsored Job  

Law Firm, BCG Attorney Search Min 5 yrs required
42hit(s)  
City office seeks financial institutions group attorney having 5-8 years of experience. The candidate must have specialized knowledge in insurance M&A and regulatory matters. Solid law firm... experience is preferred....

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Employer Type : Law Firm
Source : Recruiter

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May 18, 13 USA-NY-New York City

Sponsored Job  
 
Law Firm, BCG Attorney Search Min 2 yrs required
62hit(s)  
seeks 1940 Act attorney having strong experience involving investment funds and registered investment advisers, to complement the firm's securities litigation and regulatory defense practice. Book of... business is a must....

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May 13, 13 USA-NY-New York City

In-House, 7-10 yrs required
14hit(s)  
Manager regulatory Compliance Mast Global Duties:... Will reports to Director regulatory Assurance. Provide support to... specific functions in the regulatory processes and departmental execution... Provides concept review and regulatory feasibility analysis. Provides regulatory approval of Product Brief.... Approves Product Formulations. Supervises regulatory review of ingredient list regulatory
Apr 18, 13 USA-NY-New York City

In-House, Min 12 yrs required
17hit(s)  
maintain awareness of major regulatory changes affecting assigned businesses.... and report all significant regulatory compliance breaches or gaps.... accordance with company and regulatory standards. Complete other related... with internal audit and regulatory agencies affecting assigned businesses.... CMB. Supports advisement on regulatory matters. Monitors business unit regulatory
Dec 06, 12 USA-NY-New York City

In-House,
59hit(s)  
Assisting with legal and regulatory compliance oversight of a... party guidelines; · regulatory reporting to the SEC,... NFA, CFTC and other regulatory bodies including preparation and... review of various regulatory filings including the gathering... to the firm’s various regulatory filing obligations including Form regulatory
Show me every legal job! In-House, Min 9 yrs required
10hit(s)  
regulatory Senior Counsel The candidate... provides legal and regulatory support for commercial property... to end handling of regulatory matters including market conduct... management on legal and regulatory risks and obligations in... legal regulatory risks. Independently handles regulatory matters involving insurance departments regulatory
Show me every legal job! In-House, 5-7 yrs required
7hit(s)  
Company on legal and regulatory matters involving its life,... variety of legal and regulatory needs of every area... examinations and various other regulatory inquiries to ensure the... legal interpretations for incoming regulatory communications and throughout the... mitigate compliance exposures to regulatory sanctions, fines and penalties regulatory
Show me every legal job! Government, 3-5 yrs required
28hit(s)  
Assistant General Counsel (Regulatory) The candidate will focus... on handling company's exchange regulatory matters, including: preparing exchange... competing exchanges, monitoring industry regulatory and competitive developments, working... with SEC staff on regulatory oversight matters, including staff... supporting the overall exchange regulatory program. Perform daily routine regulatory
Show me every legal job! In-House, Min 3 yrs required
36hit(s)  
managing a team of regulatory Control Specialists and managing... reviewing of legal and regulatory documents and filings dependent... by the Financial Industry regulatory Authority, the Exempted Mutual... Funds law etc.), and/or regulatory reporting. Will serve as... including ensuring that appropriate regulatory Control staff coverage is regulatory
Show me every legal job! In-House, Min 8 yrs required
37hit(s)  
on key legal and regulatory issues on a day... insurance companies: licenses and regulatory filings generally and regulatory relations. Support existing products... and promotion. Manage specific regulatory filings regulatory relations and... investment management. Legislative regulatory Monitoring and influence on regulatory
Show me every legal job! In-House, Min 3 yrs required
47hit(s)  
current on legal and regulatory requirements and, disseminate to... any changes and/or new regulatory guidance with regard to... preparation and/or presentation of regulatory risks/compliance updates to the... risk-based assessment model of regulatory requirements according to inherent... associated monetary, reputational and/or regulatory risk. Represents the Centralized regulatory
Show me every legal job! In-House, 4-7 yrs required
8hit(s)  
company on legal and regulatory matters involving its life,... examinations and various other regulatory inquiries to ensure the... legal interpretations for incoming regulatory communications and throughout the... mitigate compliance exposures to regulatory sanctions, fines and penalties;... units on other state regulatory matters. Assist with: the regulatory
   
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