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Regulatory Compliance Counsel Jobs in Manhattan

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SPONSOREDJOB
Company
ELS Las Americas
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Apr 22,17
Info Source
Recruiter
as well as strong regulatory and compliance capabilities. Applications... in legal, tax and compliance executive recruitment in Mexico... of legal, tax and compliance professionals. We truly value... the importance of... read more
SPONSOREDJOB
Company
Goldman Sachs Group, Inc
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
Apr 17,17
Info Source
and implementation of financial regulatory reform (Dodd Frank, etc.).... Supervise outside counsel Help create new firm... as required. Assist on regulatory and litigation matters relating... other legal, conflicts and compliance groups within the firm...... read more
SPONSOREDJOB
Company
The NASDAQ OMX Group, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Apr 17,17
Info Source
Enforcement counsel and regulatory Attorney The candidate will perform... a referral to another regulatory authority. Plan for and... statutes, and decisions of regulatory and quasi-judicial bodies. Advise... recommended. Coordinate responses to regulatory requests and reviews by regulatory read more
Company
Law Firm
Experience
5-6 yrs required
Location
New York City, NY
Posted Date
Apr 20, 17
Info Source
Employer
Life Sciences and FDA Regulatory and Compliance Associate with... able to provide legal, regulatory and compliance counseling on... able to provide legal, regulatory and compliance advice on... have a good understanding of the life sciences industry and related regulatory environment.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Apr 20, 17
Info Source
Employer
Care and Life Sciences Regulatory Associate The candidate must... years of health care regulatory experience. Should have experience... providing regulatory counsel to health care... counseling clients with such regulatory matters as fraud and... compliance. demonstrated commitment to health regulatory law is necessary.... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Apr 20, 17
Info Source
Employer
compliance with ethics and regulatory requirements. Will be a... with their ethical and regulatory requirements; conflicts of interest... assistance with ethical and regulatory issues related to the... tasks related to various regulatory compliance obligations to which... firm is subject, including regulatory filings and review of... regulatory... read more
Company
Law Firm
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Apr 12, 17
Info Source
Employer
compliance with ethics and regulatory requirements. Will be member... with their ethical and regulatory requirements; conflicts of interest... assistance with ethical and regulatory issues related to the... tasks related to various regulatory compliance obligations to which... firm is subject, including regulatory filings and review of... regulatory... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Apr 21, 17
Info Source
Employer
on federal and state regulatory, compliance and enforcement matters,... complex bank regulatory issues, including privacy, data... and cyber security, anti-money laundering, and consumer protection is required. Prior experience working with the New York Department of Financial Services (NYDFS) is preferred.... read more
Company
Law Firm
Experience
1-2 yrs required
Location
New York City, NY
Posted Date
Apr 07, 17
Info Source
Employer
Investment Adviser and Broker-Dealer Regulatory Associate The candidate must... investment adviser and broker-dealer regulatory experience. Will have the... investment adviser clients. Provide counsel to clients seeking to... deliver services in various markets through different platforms and mediums while complying with... read more
Company
Law Firm
Experience
2-5 yrs required
Location
Florham Park, NJ
Posted Date
Apr 22, 17
Info Source
Employer
Medicaid reimbursement and other regulatory compliance, as well as... significant transactional experience involving health care organizations. Should also have excellent writing skills, superior academics from a top law school, the ability to manage multiple assignments concurrently, and produce top quality... read more
Company
Law Firm
Experience
1-4 yrs required
Location
New York City, NY
Posted Date
Apr 21, 17
Info Source
Employer
1-4 years of experience with a top law firm or government investment management practice, with additional derivatives experience preferred. Should have experience counseling investment advisers and registered fund complexes on US securities laws and SEC matters, or equivalent regulatory role.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Apr 19, 17
Info Source
Employer
Products The candidate should have 3-5 years’ experience in private investment funds; specifically experience assisting managers and operators establishing investment funds and in the associated regulatory and compliance requirements. Excellent... academic credentials, writing skills and interpersonal skills are also required.... read more
Company
Law Firm
Experience
4-5 yrs required
Location
New York City, NY
Posted Date
Apr 18, 17
Info Source
Employer
reporting obligations and related regulatory and compliance matters. Representations... on ongoing U.S. securities compliance and disclosure (10-Ks, 10-Qs,... proxy statements, 13D/G, Section 16, etc.), exchange listing and corporate governance matters. The candidate should have familiarity with at least several of... read more
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