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Regulatory Compliance Counsel Jobs in Manhattan

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SPONSOREDJOB
Company
ELS Las Americas
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
May 23,17
Info Source
Recruiter
as well as strong regulatory and compliance capabilities. Applications... in legal, tax and compliance executive recruitment in Mexico... of legal, tax and compliance professionals. We truly value... the importance of... read more
SPONSOREDJOB
Job title
Company
THE BANK OF NEW YORK MELLON CO...
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
May 25,17
Info Source
of Public Policy and regulatory Affairs (“OPPRA”), focusing on... Treasury division, Controllers group regulatory Reporting, Basel and ... identify and manage key regulatory issues related to the... changes as required by regulatory developments. Report to the regulatory read more
SPONSOREDJOB
Company
JPMorgan Chase & Co,
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 25,17
Info Source
VP, Govt Investigations and regulatory Enforcement Litigation Responsibilities: Represent government... with line-of-business legal and compliance personnel on government investigations... and regulatory matters. Draft correspondence and... Assist with internal and regulatory audits. Participate in periodic compliance read more
Company
Recruiter
Experience
Min 7 yrs required
Location
Manhattan, NY
Posted Date
Mar 21, 17
Info Source
Recruiter
with monitoring of global regulatory change affecting the firm's... and consultations relevant to regulatory and legal change. Provide... and contractual analysis. Ensure compliance with all laws and... firm. Work closely with Regulatory Affairs and Compliance to... and manage legislative and regulatory change. Ensure that Legal...... read more
Company
Recruiter
Experience
1-3 yrs required
Location
Manhattan, NY
Posted Date
Mar 20, 17
Info Source
Recruiter
- Anti-Corruption and AML Compliance The candidate will draft... Sanctions, FATCA and ABC compliance. Will oversee global training... Sanctions, FATCA and ABC compliance. Update global risk assessments... continuous enhancement of global compliance programs. Assist global operations... in regulatory exams and inquiries. Provide... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
May 26, 17
Info Source
Employer
Regulatory Compliance Counsel The candidate... will coordinate and oversee regulatory examinations conducted by securities... and oversee multiple simultaneous regulatory examinations as well as... escalate issues posing potential regulatory risk and draft written... reports relating to pending regulatory matters and assisting with... regulatory... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
May 26, 17
Info Source
Employer
Advisory and management of all; regulatory filings, disclosure and other... of 1940; coordinate with compliance department to provide legal;... the resolution of potential; compliance issues and the conduct... of regulatory examinations; assist in the... of pertinent legal and regulatory developments... read more
Company
In-House
Experience
Min 15 yrs required
Location
Weehawken, NJ
Posted Date
May 26, 17
Info Source
Employer
Senior Municipal Finance Compliance Officer The candidate duties... educate the firm on regulatory developments and new rules... current business practices against regulatory and firm requirements to... assist in responding to regulatory exams and inquiries. Will... and Trading team in Compliance. Should have 15 years...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
May 26, 17
Info Source
Employer
and working with broker-dealer compliance departments required. General corporate... to corporate governance and inter-entity agreements and strong analytical skills and demonstration of thought leadership required. Familiarity with both recently implemented and near-future regulatory changes affecting the municipal... securities business required.... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 2 yrs required
Location
Brooklyn, NY
Posted Date
May 24, 17
Info Source
Employer
to communicate legal and regulatory changes to the businesses... that have legal or regulatory implications to the legal... Firm’s Global Financial Crimes Compliance Anti-Money Laundering (“AML”) Investigations... compliance in a financial institution, regulatory agency or prosecutorial agency... financial institution, business and regulatory requirements required. Excellent oral...... read more
Company
In-House
Experience
5-8 yrs required
Location
Brooklyn, NY
Posted Date
May 24, 17
Info Source
Employer
Trade Surveillance, Asset Management Compliance, Hong Kong RESPONSIBILITIES: Lead... the APAC Asset Management Compliance Surveillance Team in the... Surveillance Program to check regulatory/compliance controls for compliance with... relevant regulations and... Identify, discuss and monitor compliance issues and related remediation... front office business areas, Compliance Advisors, and other relevant... compliance... read more
Company
In-House
Experience
3-4 yrs required
Location
Brooklyn, NY
Posted Date
May 24, 17
Info Source
Employer
Legal - Senior Counsel - Government Investigations and... Regulatory Enforcement - AVP Responsibilities:... with line-of-business, legal and compliance personnel on government investigations,... regulatory matters, and internal reviews.... interact with government and regulatory staff members, in connection... and inquiries. Assist with regulatory exams.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Brooklyn, NY
Posted Date
May 24, 17
Info Source
Employer
Legal - Assistant General Counsel, Vice President - Auto... exhibits and counseling on regulatory and product issues; Providing... participation in various control, compliance, and risk initiatives; Working... and state legal and regulatory requirements; and All other... duties as necessary or... read more
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