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as well as strong regulatory and compliance capabilities. Applications... will only be considered if submission includes a resume and a deal sheet.
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Vice President - Mortgages attorney The candidate will support the... and implementation of financial regulatory reform (Dodd Frank, etc.).... as required. Assist on regulatory and litigation matters relating... to mortgages and... read more
Enforcement Counsel and regulatoryattorney The candidate will perform... a referral to another regulatory authority. Plan for and... statutes, and decisions of regulatory and quasi-judicial bodies. Advise... recommended. Coordinate responses to regulatory requests and reviews by regulatoryread more
with monitoring of global regulatory change affecting the firm's... and consultations relevant to regulatory and legal change. Provide... firm. Work closely with Regulatory Affairs and Compliance to... and manage legislative and regulatory change. Ensure that Legal... Risk to the firm's...
Temporary Attorney - Anti-Corruption and AML... Assist global operations in regulatory exams and inquiries. Provide... sanctions screening compliance oversight globally, including determinations of actual matches and the filing of required reports. Support the unit’s various surveillance responsibilities, such as Sanction/OFAC...
Contract Litigation Attorney
The candidate should have... securities litigation and enforcement experience (experience with private equity related litigation/disputes a plus), and strong securities litigation and regulatory enforcement experience....
working with one other attorney, have primary responsibility for... relevant work streams for the bank's business group's transnational and various corporate governance matters. Will be managing responsibility on matters such as restructurings, acquisitions, mergers, declaration of dividends, capitalization's, equity award...
Manager - Investment Consulting Firm
Duties: Responsible for the building and management of the client protection and compliance function of the firm. Will be the primary point of contact for investment clients as well as their legal and compliance teams...
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Temporary Attorney - Sourcing Transactions
The... in each transaction with regulatory and other requirements. Experience... in financial services and/or technology is a plus. Should have 8+ years’ experience in sourcing matters on the buy-side and/or in sales to corporate customers...
Regulatory Compliance Counsel
The candidate... will coordinate and oversee regulatory examinations conducted by securities... and oversee multiple simultaneous regulatory examinations as well as... escalate issues posing potential regulatory risk and draft written... reports relating to pending regulatory matters and assisting with... regulatory...
Alternative Investment Attorney
The candidate will provide... and management of all regulatory filings, disclosure and other... and the conduct of regulatory examinations. Assist in the... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues....
Investment Advisory Attorney
The candidate would provide... and management of all; regulatory filings, disclosure and other... and the conduct of regulatory examinations; assist in the... literature; and keeping senior management and other personnel apprised of pertinent legal and regulatory developments...
Analyze firm, industry, and regulatory data and trends to... identify potential Compliance and Risk issues. Support the business in defining their qualitative and quantitative risk appetite and making sound risk-reward decisions. Support risk governance activities and forums and help drive...