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Regulatory Attorney Jobs in Manhattan

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SPONSOREDJOB
Company
ELS Las Americas
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Apr 22,17
Info Source
Recruiter
as well as strong regulatory and compliance capabilities. Applications... will only be considered if submission includes a resume and a deal sheet. Please send application materials by clicking "Apply Now". All applications... read more
SPONSOREDJOB
Company
Goldman Sachs Group, Inc
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
Apr 17,17
Info Source
Vice President - Mortgages attorney The candidate will support the... and implementation of financial regulatory reform (Dodd Frank, etc.).... as required. Assist on regulatory and litigation matters relating... to mortgages and... read more
SPONSOREDJOB
Company
The NASDAQ OMX Group, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Apr 17,17
Info Source
Enforcement Counsel and regulatory attorney The candidate will perform... a referral to another regulatory authority. Plan for and... statutes, and decisions of regulatory and quasi-judicial bodies. Advise... recommended. Coordinate responses to regulatory requests and reviews by regulatory read more
Company
Recruiter
Experience
Min 7 yrs required
Location
Manhattan, NY
Posted Date
Mar 21, 17
Info Source
Recruiter
with monitoring of global regulatory change affecting the firm's... and consultations relevant to regulatory and legal change. Provide... firm. Work closely with Regulatory Affairs and Compliance to... and manage legislative and regulatory change. Ensure that Legal... Risk to the firm's... read more
Company
Recruiter
Experience
1-3 yrs required
Location
Manhattan, NY
Posted Date
Mar 20, 17
Info Source
Recruiter
Temporary Attorney - Anti-Corruption and AML... Assist global operations in regulatory exams and inquiries. Provide... sanctions screening compliance oversight globally, including determinations of actual matches and the filing of required reports. Support the unit’s various surveillance responsibilities, such as Sanction/OFAC... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Manhattan, NY
Posted Date
Jan 29, 17
Info Source
Recruiter
Contract Litigation Attorney The candidate should have... securities litigation and enforcement experience (experience with private equity related litigation/disputes a plus), and strong securities litigation and regulatory enforcement experience.... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Manhattan, NY
Posted Date
Feb 22, 17
Info Source
Recruiter
working with one other attorney, have primary responsibility for... relevant work streams for the bank's business group's transnational and various corporate governance matters. Will be managing responsibility on matters such as restructurings, acquisitions, mergers, declaration of dividends, capitalization's, equity award... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Manhattan, NY
Posted Date
Feb 22, 17
Info Source
Recruiter
Manager - Investment Consulting Firm Duties: Responsible for the building and management of the client protection and compliance function of the firm. Will be the primary point of contact for investment clients as well as their legal and compliance teams... read more
Company
Recruiter
Experience
Min 8 yrs required
Location
Long Island City, NY
Posted Date
Feb 06, 17
Info Source
Recruiter
Temporary Attorney - Sourcing Transactions The... in each transaction with regulatory and other requirements. Experience... in financial services and/or technology is a plus. Should have 8+ years’ experience in sourcing matters on the buy-side and/or in sales to corporate customers... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Apr 21, 17
Info Source
Employer
Regulatory Compliance Counsel The candidate... will coordinate and oversee regulatory examinations conducted by securities... and oversee multiple simultaneous regulatory examinations as well as... escalate issues posing potential regulatory risk and draft written... reports relating to pending regulatory matters and assisting with... regulatory... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Apr 21, 17
Info Source
Employer
Alternative Investment Attorney The candidate will provide... and management of all regulatory filings, disclosure and other... and the conduct of regulatory examinations. Assist in the... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Apr 21, 17
Info Source
Employer
Investment Advisory Attorney The candidate would provide... and management of all; regulatory filings, disclosure and other... and the conduct of regulatory examinations; assist in the... literature; and keeping senior management and other personnel apprised of pertinent legal and regulatory developments... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Apr 21, 17
Info Source
Employer
Analyze firm, industry, and regulatory data and trends to... identify potential Compliance and Risk issues. Support the business in defining their qualitative and quantitative risk appetite and making sound risk-reward decisions. Support risk governance activities and forums and help drive... read more
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