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as well as strong regulatory and compliance capabilities. Applications... will only be considered if submission includes a resume and a deal sheet.
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- Assistant General VP, Govt Investigations and regulatory Enforcement Litigation
Responsibilities: Represent government... on government investigations and regulatory matters. Draft correspondence and... Assist with internal and regulatory audits. Participate in periodic...... read more
Consumer regulatory and Product Counsel
The candidate... provide strategic consumer finance regulatory support across a number... units. Serve as a regulatory subject matter expert, with... leadership on U.S. consumer regulatory issues including development and regulatoryread more
with monitoring of global regulatory change affecting the firm's... and consultations relevant to regulatory and legal change. Provide... firm. Work closely with Regulatory Affairs and Compliance to... and manage legislative and regulatory change. Ensure that Legal... Risk to the firm's...
Temporary Attorney - Anti-Corruption and AML... Assist global operations in regulatory exams and inquiries. Provide... sanctions screening compliance oversight globally, including determinations of actual matches and the filing of required reports. Support the unit’s various surveillance responsibilities, such as Sanction/OFAC...
working with one other attorney, have primary responsibility for... relevant work streams for the bank's business group's transnational and various corporate governance matters. Will be managing responsibility on matters such as restructurings, acquisitions, mergers, declaration of dividends, capitalization's, equity award...
Manager - Investment Consulting Firm
Duties: Responsible for the building and management of the client protection and compliance function of the firm. Will be the primary point of contact for investment clients as well as their legal and compliance teams...
Regulatory Compliance Counsel
The candidate... will coordinate and oversee regulatory examinations conducted by securities... and oversee multiple simultaneous regulatory examinations as well as... escalate issues posing potential regulatory risk and draft written... reports relating to pending regulatory matters and assisting with... regulatory...
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Alternative Investment Attorney
The candidate will provide... and management of all regulatory filings, disclosure and other... and the conduct of regulatory examinations. Assist in the... of pertinent legal and regulatory developments. Provide advice in... including sales practice and regulatory issues....
Investment Advisory Attorney
The candidate would provide... and management of all; regulatory filings, disclosure and other... and the conduct of regulatory examinations; assist in the... literature; and keeping senior management and other personnel apprised of pertinent legal and regulatory developments...
educate the firm on regulatory developments and new rules... current business practices against regulatory and firm requirements to... assist in responding to regulatory exams and inquiries. Will... be working with the Wealth Management Americas Products and Trading team in Compliance....
applicable consumer finance, bank regulatory and state licensing laws... and regulations, including regulations promulgated by the Consumer Financial Protection Bureau, and assist business in implementing changes to such laws/regulations. Work directly with bank business, legal and control function management. Respond...
Securities Public Finance Lawyer
Duties: Work extensively with the municipal markets business group to support its public finance investment banking, negotiated/competitive underwriting and capital markets sales and trading desks related to the business. Support and advise on complex financial transactions...