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with internal and external legal counsel to respond to... of the URS rebalance policy to ensure that asset... of the URS Ethics policy Provides training to fiduciary... as a Chartered Financial analyst Certified Securities Compliance Professional,...... read more
Compliance, Control Room, Sr. Analyst/Associate, Salt Lake City
The... ensure compliance with certain legal and regulatory obligations; Liaising... with Legal and other areas of... activities pursuant to certain legal, regulatory and/or policy considerations;... Applying the Research Settlement rules to facilitate...