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lawyers to provide cradle-to-grave legal contractual support for U.S.... of contact/interface with outside legal counsel (pro-bono and contract).... a resource with outside legal counsel on enhancements to... global registrations as a legal entity, including the preparation legalread more
Vice President, Compliance
The candidate reports directly... of the Ethics and Compliance Officer is to establish,... compliance in coordination with the Legal department; Independently investigating and... in coordination with the Legal department, with advice interpreting... coordination with the Foundation Legal department, outside independent investigators......
Director - Distribution Compliance
Duties: Responsible for regulatory... and policy compliance and risk mitigation for... supervises and develops the Compliance Officers of the companies’... to mitigate regulatory and compliance risks for the affiliate... Compliance association committees. Assists the legal and enterprise Compliance department......
Retirement Products & Services Compliance Officer
Duties: Provide... and enhancing their respective compliance programs and establishing consistency... compliance While residing within the Legal/ Compliance Department, will regularly... from the Compliance Department, Legal, the impacted Business Units... – In consultation with legal team, recognize current industry......
internal contacts (Contract Directors, Legal, Brand Teams, Field Sales,... from a business and legal perspective, of new Managed... Contract Directors, Account Directors, Legal and others, following all... development through interaction with Legal, Managed Markets Operations Management,... very strong relationship with legal to ensure consistency and... compliance-related...