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Legal Compliance Analyst Jobs in Maryland

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Job info
SPONSOREDJOB
Company
T. Rowe Price Group, Inc.
Experience
Min 10 yrs required
Location
Owings Mills, MD
Posted Date
Jul 04,17
Info Source
Retirement Products & Services compliance Officer Duties: Provide direction and compliance While residing within the legal compliance Department, will regularly... from the compliance Department legal the impacted Business Units... – In consultation with legal team, recognize current industry...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Gaithersburg, MD
Posted Date
Jul 20, 17
Info Source
Employer
Affairs, others within the Legal Department and senior management... the company’s securities law compliance, including SEC filings (including... securities law administration and compliance (including stock incentive plan... the drafting of securities-related legal documentation for M&A transactions,... compliance matters as required. Provide legal advice on operational contracts...... read more
Company
Public Interest
Experience
Min 3 yrs required
Location
Baltimore, MD
Posted Date
Jul 10, 17
Info Source
Employer
Legal Publications Attorney Editor The... candidate will provide legal analysis, writing, editing, research,... ensure the quality and legal accuracy of a library... of over fifty comprehensive legal reference books and complementary... by volunteer authors for legal substance, format, grammar, style,... legal... read more
Company
Academic
Experience
Min 3 yrs required
Location
Baltimore, MD
Posted Date
Jul 05, 17
Info Source
Employer
issues and business and legal terms. Ensures compliance with... tracking. Identify and investigate compliance deficiencies. Conduct budget, financial,... and/or fiscal reviews and make recommendations. Assist in identifying and implementing opportunities for development and/or improvement of -internal processes and capabilities that... read more
Company
Public Interest, The Financial Industry Regulat...
Experience
Min 5 yrs required
Location
Rockville, MD
Posted Date
Jul 05, 17
Info Source
Employer
pursuing corrective, remedial, or legal actions. Gathers and analyzes... settlement documents for disciplinary proceedings. Assists with disciplinary proceedings, including presenting evidence, cross-examining witness, and presenting opening and closing arguments. Participates in negotiations and settlements. Drafts a variety of legal documents.... read more
Company
Public Interest
Experience
Min 5 yrs required
Location
Rockville, MD
Posted Date
Jul 05, 17
Info Source
Employer
to participate in providing legal interpretations regarding laws, rules,... and regulations; in drafting legal documents; and in hearings... pursuing corrective, remedial, or legal actions. Gathers and analyzes... Drafts a variety of legal documents. Should have a... 5+ years of relevant legal experience in a regulatory... legal... read more
Company
In-House, Transamerica
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
Jul 18, 17
Info Source
Employer
Director - Distribution Compliance Duties: Responsible for regulatory... and policy compliance and risk mitigation for... supervises and develops the Compliance Officers of the companies’... to mitigate regulatory and compliance risks for the affiliate... Compliance association committees. Assists the legal and enterprise Compliance department...... read more
Company
Government
Experience
3-8 yrs required
Location
Kensington, MD
Posted Date
Jul 18, 17
Info Source
Employer
The candidate will provide legal analysis, advice and guidance... structures, and fee simple; compliance of real estate with... regulations environmental regulations; and compliance with state and federal... the General Counsel. Provide legal advice and research services... drafting and negotiation of legal documents, board policies and... compliance... read more
Company
In-House, Morgan Stanley
Experience
Min 3 yrs required
Location
Baltimore, MD
Posted Date
Jul 21, 17
Info Source
Employer
Policies and Procedures Compliance Officer Responsibilities: Coordinate with... Discuss regulatory developments with Legal and Compliance coverage personnel... to ensure... awareness and help determine whether updates to policies and procedures are required. Work with coverage personnel and global counterparts to coordinate... read more
Company
In-House
Experience
2-4 yrs required
Location
Baltimore, MD
Posted Date
Jul 20, 17
Info Source
Employer
Relations Counsel Duties: Provide legal analysis and advice to... processes and procedures. Provide legal support to government relations... right of way; Provide legal support to implementation and... operation of networks; Provide legal support for government relations... and City staff regarding legal matters related to municipal... legal... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
Jul 21, 17
Info Source
Employer
Senior Legal Counsel – Global Advisory... primarily work to provide legal advice relating to the... Responsibilities include negotiation of legal agreements with (i) program... well as providing ongoing legal advice on any business... and working with Senior Legal Counsels regarding issues relating... legal... read more
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