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Legal Compliance Analyst Jobs in Maryland

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Job info
Company
Academic
Experience
Min 3 yrs required
Location
Baltimore, MD
Posted Date
May 24, 17
Info Source
Employer
issues and business and legal terms. Ensures compliance with... tracking. Identify and investigate compliance deficiencies. Conduct budget, financial,... and/or fiscal reviews and make recommendations. Assist in identifying and implementing opportunities for development and/or improvement of -internal processes and capabilities that... read more
Company
In-House
Experience
Min 5 yrs required
Location
Gaithersburg, MD
Posted Date
May 24, 17
Info Source
Employer
Affairs, others within the Legal Department and senior management... compliance, the drafting of securities-related legal documentation for M&A transactions,... matters as required. Provide legal advice on operational contracts... 5+ years of relevant legal experience required. Substantial legal... experience with securities laws...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Gaithersburg, MD
Posted Date
May 27, 17
Info Source
Employer
behalf of the company Legal Department for all employment... matter expert. Ensure company compliance with all applicable employment,... covenants; domestic and international compliance relating to employment matters;... cost-effective solutions while mitigating legal risk. Perform other duties... verbal, and have strong legal analysis capabilities.... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
May 26, 17
Info Source
Employer
Senior Legal Counsel – Global Advisory... primarily work to provide legal advice relating to the... Responsibilities include negotiation of legal agreements with (i) program... well as providing ongoing legal advice on any business... and working with Senior Legal Counsels regarding issues relating... legal... read more
Company
Public Interest
Experience
Min 5 yrs required
Location
Rockville, MD
Posted Date
May 23, 17
Info Source
Employer
pursuing corrective, remedial, or legal actions. Gathers and analyzes... settlement documents for disciplinary proceedings. Assists with disciplinary proceedings, including presenting evidence, cross-examining witness, and presenting opening and closing arguments. Participates in negotiations and settlements. Drafts a variety of legal documents.... read more
Company
Public Interest
Experience
Min 5 yrs required
Location
Rockville, MD
Posted Date
May 23, 17
Info Source
Employer
to participate in providing legal interpretations regarding laws, rules,... and regulations; in drafting legal documents; and in hearings... pursuing corrective, remedial, or legal actions. Gathers and analyzes... Drafts a variety of legal documents. Should have a... 5+ years of relevant legal experience in a regulatory... legal... read more
Company
Public Interest
Experience
3-5 yrs required
Location
Rockville, MD
Posted Date
May 22, 17
Info Source
Employer
securities laws and provides legal advice and counsel to... reviewing evidence to determine legal sufficiency with respect to... and consent and other legal documents including motions, responses... and 3-5 years relevant legal experience in a regulatory... or legal environment with current working...... read more
Company
Public Interest
Experience
Min 3 yrs required
Location
Rockville, MD
Posted Date
May 13, 17
Info Source
Employer
securities laws and provides legal advice and counsel to... reviewing evidence to determine legal sufficiency with respect to... and consent and other legal documents including motions, responses... and 3+ years relevant legal experience in a regulatory... or legal environment with current working...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
May 25, 17
Info Source
Employer
Director - Distribution Compliance Duties: Responsible for regulatory... and policy compliance and risk mitigation for... supervises and develops the Compliance Officers of the companies’... to mitigate regulatory and compliance risks for the affiliate... Compliance association committees. Assists the legal and enterprise Compliance department...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Owings Mills, MD
Posted Date
May 19, 17
Info Source
Employer
Retirement Products & Services Compliance Officer Duties: Provide... and enhancing their respective compliance programs and establishing consistency... compliance While residing within the Legal/ Compliance Department, will regularly... from the Compliance Department, Legal, the impacted Business Units... – In consultation with legal team, recognize current industry...... read more
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