Your search results
6 jobs found for

Investment Company Law Jobs in Maryland

Narrow your search further using one of the following locations:
 Maryland  Maryland, IL  Maryland, LA  Maryland, NJ  Maryland, NY
Job info
SPONSOREDJOB
Company
Transamerica
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
Jun 30,17
Info Source
through affiliated/non-affiliated distribution (broker-dealers investment advisers, customer service centers,... companies’ affiliated broker-dealers, retail investment advisers and insurance agencies.... and ensures Compliance with company policies and procedures applicable... distribution function. Represents the company and advocates our position company read more
Company
In-House, Fulton Financial Corporation
Experience
Min 7 yrs required
Location
Columbia, MD
Posted Date
Jul 17, 17
Info Source
Employer
facilitate the growth of company Financial Advisors. Develops financial... cross sell opportunities for company services and collaborating across... company Financial to achieve results.... image and position of company Bank, N. A. Achieve... increase fee revenue to company Financial Advisors through planning.... company... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
Jul 13, 17
Info Source
Employer
and compliance department regarding investment advisory and managed account... relating to regulations impacting investment advisers including capital market... ERISA, GIPS, and the Investment Company Act, as well... to US separate accounts. Law Degree from accredited School... of Law and member in good... Law... read more
Company
In-House
Experience
8-10 yrs required
Location
Annapolis, MD
Posted Date
Jul 18, 17
Info Source
Employer
bank and bank holding company activities, strategies and acquisition... in a bank or law firm specializing in financial... banking and financial services law and procedure, including deposit... and lending operations and regulatory compliance required. Thorough familiarity with related laws and... read more
Company
Law Firm, Miles & Stockbridge PC.
Experience
Location
Baltimore, MD
Posted Date
Jul 13, 17
Info Source
Employer
Financial Services Lawyer The candidate will provide legal advice to bank and non-bank consumer financial services companies concerning a broad range of legal issues, including compliance with federal and state statutes and regulations applicable to consumer credit, privacy, data security,... read more
Company
Recruiter
Experience
4-7 yrs required
Location
Catonsville, MD
Posted Date
Jul 19, 17
Info Source
Recruiter
ERISA relating to our investment products and strategies. Will... credentials from a nationally-recognized law school and 4-7 years... law required. Experience with the Investment Advisers Act of 1940,... the Investment Company Act of 1940,... in drafting and negotiating investment management agreements with pension...... read more
Narrow Your Search Results - Try Advanced Search

Search All Maryland Investment Company Law Jobs

Also Search investment company law Jobs in Maryland 's major cities: