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Investment Company Law Jobs in Maryland

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Job info
SPONSOREDJOB
Company
The Hartford Financial Service...
Experience
Min 7 yrs required
Location
Hunt Valley, MD
Posted Date
Apr 13,17
Info Source
on behalf of the company Prepare complex pleadings, written... discovery, depositions, motions JD from accredited law school and license to... and 7+ years in law practice, preferably within the...... read more
Company
In-House
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
Apr 21, 17
Info Source
Employer
and compliance department regarding investment advisory and managed account... relating to regulations impacting investment advisers including capital market... ERISA, GIPS, and the Investment Company Act, as well... to US separate accounts. Law Degree from accredited School... of Law and member in good... Law... read more
Company
In-House
Experience
Min 5 yrs required
Location
Baltimore, MD
Posted Date
Apr 21, 17
Info Source
Employer
for the funds and investment adviser consistent with the... compliance officers throughout the company and with the funds’... of the funds and investment advisers to identify any... compliance function of the investment adviser. Reviewing Form ADV;... controls in accordance with Company or regulatory standards and...... read more
Company
In-House
Experience
Min 7 yrs required
Location
Columbia, MD
Posted Date
Apr 17, 17
Info Source
Employer
facilitate the growth of company Financial Advisors. Develops financial... cross sell opportunities for company services and collaborating across... company Financial to achieve results.... image and position of company Bank, N. A. Achieve... increase fee revenue to company Financial Advisors through planning.... company... read more
Company
In-House
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
Apr 23, 17
Info Source
Employer
through affiliated/non-affiliated distribution (broker-dealers, investment advisers, customer service centers,... companies’ affiliated broker-dealers, retail investment advisers and insurance agencies.... and ensures Compliance with company policies and procedures applicable... distribution function. Represents the company and advocates our position... applicable laws, regulations and company policies and procedures. Collaborates... company... read more
Company
In-House
Experience
Min 10 yrs required
Location
Owings Mills, MD
Posted Date
Apr 21, 17
Info Source
Employer
supported. Works actively with Investment Advisor CCOs, Broker Dealer... to enhance knowledge of Investment operational activities and compliance... risks. As new regulatory rules are passed and existing rules continue to evolve, the Compliance Officer works with appropriate attorneys to research... read more
Company
In-House
Experience
Min 10 yrs required
Location
Bethesda, MD
Posted Date
Apr 25, 17
Info Source
Employer
and 10+ years of law firm, government or in-house... legal department experience OR 10+ years of combined law firm, government or in-house... legal department experience including 8+ years experience in commercial lending transactions (ex: asset-based, cash flow, real estate and... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Baltimore, MD
Posted Date
Apr 24, 17
Info Source
Employer
Financial Services Lawyer The candidate will provide legal advice to bank and non-bank consumer financial services companies concerning a broad range of legal issues, including compliance with federal and state statutes and regulations applicable to consumer credit, privacy, data security,... read more
Company
In-House
Experience
Min 1 yrs required
Location
Baltimore, MD
Posted Date
Apr 21, 17
Info Source
Employer
Financial Crimes: Policies, Procedures and Training Vice President The candidate will supervise a team of Policies, Procedures, and Training professionals that are responsible for: tracking and uploading of attendance records for Global Financial Crimes-related trainings according to internal Global Financial... read more
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