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Investment Banking Compliance Attorney Jobs in Plainfield

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SPONSOREDJOB
Company
Nomura Holdings, Inc.
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 26,17
Info Source
compliance Advisory and Control Room... provide regulatory advice to investment banking Equity Capital Markets compliance compliance professional, ideally in investment banking Control Room, Research... to interact with senior investment bankers, research analysts and...... read more
SPONSOREDJOB
Company
CREDIT SUISSE GROUP AG
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jul 26,17
Info Source
President Duties: Responsible for ensuring compliance with the Firm’s CIP... program for its investment banking private banking and... working closely with AML compliance on New regulations released... prospective new clients across investment banking Private banking and...... read more
SPONSOREDJOB
Company
JPMorgan Chase & Co,
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jul 26,17
Info Source
support to the business compliance and other legal groups... on issues related to anti-money laundering, anti-corruption, Know-Your-Customer requirements, and economic sanctions laws and regulations; Working with GFC Legal attorneys to... read more
Company
In-House, Celgene Corporation
Experience
Min 5 yrs required
Location
Summit, NJ
Posted Date
Jul 24, 17
Info Source
Employer
Counsel, Business Development and Global Alliances RESPONSIBILITIES: Partner with and support the Business Development and Global Alliances functions in negotiating, executing and implementing acquisitions, mergers, divestitures, licenses, alliances, equity investments and other sophisticated transactions.... read more
Company
In-House, RSM US LLP.
Experience
Min 8 yrs required
Location
Edison, NJ
Posted Date
Jul 18, 17
Info Source
Employer
in taxation to provide compliance and consulting services to... hedge funds, private equities, investment partnerships, alternative products, family... insurance companies and other investment managers. Candidates must be... in client meetings on compliance and consulting projects related... federal and state tax compliance. Develop and sustain strong... compliance... read more
Company
In-House, Prudential Financial, Inc
Experience
Min 5 yrs required
Location
Woodbridge, NJ
Posted Date
Jul 21, 17
Info Source
Employer
The candidate will provide investment products and services to... stable value and market-valued investment products in a way... that anticipates and mitigates legal and regulatory risks. Must have a law degree, be admitted to the Bar in at least one... read more
Company
In-House
Experience
Min 5 yrs required
Location
Bridgewater, NJ
Posted Date
Jun 28, 17
Info Source
Employer
Legal Affairs The candidate will work in team with exposure to business leaders, provides support for merger and acquisitions, joint ventures, investments and other strategic transactions, as well as provide employment law counseling and other general legal advice to the... read more
Company
In-House
Experience
1-3 yrs required
Location
Newark, NJ
Posted Date
Jul 21, 17
Info Source
Employer
the Bank’s Financial Crime Compliance Americas division(FCC) in ensuring... of regulators and other compliance stakeholders. To support the... includes understanding and ensuring compliance with, in letter and... resolve risk, conduct and compliance matters. Embed the Group’s... standards of ethics, and compliance with relevant policies, processes...... read more
Company
In-House, Standard Chartered Bank
Experience
3-5 yrs required
Location
Newark, NJ
Posted Date
Jul 21, 17
Info Source
Employer
and a culture of compliance across business units and... organizations. Perform gap analysis in response to updates to Group Sanctions Policy and Procedures. Ensure FCCA Sanctions aligns with global requirements. Partner with FCC Governance to apply for dispensation with Group... read more
Company
In-House, Prudential Financial, Inc
Experience
Min 7 yrs required
Location
Newark, NJ
Posted Date
Jul 22, 17
Info Source
Employer
agreements, transition services agreements investment, banking and due diligence... provider engagement letters, and confidentiality agreements. Provide advice with respect to assessing both legal risks and reputational risks arising out of contemplated transactions. Coordinate with other Law Department and Prudential associates... read more
Company
In-House
Experience
Min 5 yrs required
Location
Parsippany, NJ
Posted Date
Jul 26, 17
Info Source
Employer
Fixed Income Securities, Distressed Loans, Hedge Funds, Private Equity Duties: Managing a combination of tools developed by TARDI and Partnerships Solutions practices to assist with the complex tax and reporting needs of all types of fixed income securities. Pursuing new... read more
Company
In-House, Metropolitan Life Insurance Co...
Experience
Min 3 yrs required
Location
Morristown, NJ
Posted Date
Jul 21, 17
Info Source
Employer
Corporate Counsel - Investment Management The candidate will... firm's third party institutional investment management platform, which includes... with respect to the Investment Advisers Act of 1940,... Alternative Investment Fund Manager’s Directive and... documentation, including LPAs, PPMs, investment management agreements. Provision of... investment... read more
Company
In-House, Citigroup Inc
Experience
Min 5 yrs required
Location
Jersey City, NJ
Posted Date
Jul 24, 17
Info Source
Employer
under the direction of Compliance and Citi AML; including... process with other foundational Compliance Program elements. Leads regulatory... coordinator meetings with regional compliance, line of business compliance... and independent control functions... and provide training on the regulatory change process and... read more
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