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35 jobs found for

Investment Banking Compliance Attorney Jobs in Danville

Job info
Company
In-House, Intuit, Inc.
Experience
5-7 yrs required
Location
Mountain View, CA
Posted Date
Jun 26, 17
Info Source
Employer
development, engineering, design, marketing, compliance and operations teams. Provide... intellectual property and regulatory compliance. Many of these matters... will be in the FinTech sector, including payments, lending, and tax. Structure, draft, negotiate and advise upon various complex transactions with minimal... read more
Company
In-House
Experience
Min 8 yrs required
Location
Mountain View, CA
Posted Date
Jun 23, 17
Info Source
Employer
manage internal approval and compliance processes. Understand full scope... of partners’ commercial and product needs; work closely with Product, Engineering, Global Solution Leads and PSI to inform roadmap in pursuit of regionally attuned vertical solutions. Analyze performance and present key... read more
Company
In-House
Experience
5-8 yrs required
Location
Berkeley, CA
Posted Date
Jun 19, 17
Info Source
Employer
updates (e.g., Advisers Act, Investment Company Act, Securities Act,... to executive management and will also serve as the Chief Compliance Officer for the firm,... overseeing in-house and external compliance functions and architecting the... compliance program in a changing... regulatory environment.... read more
Company
Law Firm
Experience
Max 2 yrs required
Location
San Francisco, CA
Posted Date
Jun 21, 17
Info Source
Employer
Associate - Investment Management Group Duties: Working... with the group’s registered investment company clients, with a... statements and other SEC filings; assisting with preparation of materials for board of directors meetings; and assisting with review of compliance policies and procedures.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Jun 21, 17
Info Source
Employer
and acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
Law Firm
Experience
3-7 yrs required
Location
San Francisco, CA
Posted Date
Jun 21, 17
Info Source
Employer
matters involving representation of investment companies (open-end funds, closed-end... funds and ETFs) in all aspects of the operations. Also will work closely with mutual fund boards of directors and should have experience or an interest in working with independent board... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Jun 25, 17
Info Source
Employer
Product Compliance Counsel The candidate will... and tracking regulatory and compliance issues that arise in... and emerging legal and compliance issues. Collaborate with colleagues... with engineers to administer compliance QA and testing. Conduct... to ensure effectiveness of compliance program. Assist with delivering... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Jun 24, 17
Info Source
Employer
Duties: Support by managing compliance with, and providing guidance... on, federal and state consumer finance, motor vehicle leasing, and financial privacy laws. Research and manage state-by-state registration and licensing requirements for vehicle lessors, dealership and other initiatives and programs. Collaborate... read more
Company
In-House, The NASDAQ OMX Group, Inc.
Experience
Min 4 yrs required
Location
San Francisco, CA
Posted Date
Jun 15, 17
Info Source
Employer
company’s broker-dealers and their compliance function and will be... required to help ensure compliance with applicable FINRA and... on a range of compliance and regulatory issues. Ensure... recommendations and ensure legal compliance Work with business team... potential risks Support the compliance officer in overseeing firm’s... compliance... read more
Company
Recruiter
Experience
1-3 yrs required
Location
San Francisco, CA
Posted Date
Jun 21, 17
Info Source
Recruiter
Corporate Associate The candidate will work in Corporate department. Must have specialization in Banking & Finance; General Corporate....... read more
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