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40 jobs found for

Investment Banking Compliance Attorney Jobs in Danville

Job info
SPONSOREDJOB
Company
Visa
Experience
Min 12 yrs required
Location
Foster City, CA
Posted Date
Aug 14,17
Info Source
to identify and mitigate compliance risks as well as... well as ethics and compliance governance committees to address... & Ethics and related compliance topics. Regularly provide ethics... Fraud Examiner (CFE)/ Certified compliance & Ethics Professional (CCEP) compliance read more
SPONSOREDJOB
Company
Ropes & Gray LLP.
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Aug 15,17
Info Source
corporate issuers and major investment banks in all aspects... financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
SPONSOREDJOB
Company
Intuit, Inc.
Experience
7-10 yrs required
Location
Mountain View, CA
Posted Date
Aug 17,17
Info Source
in contractual, regulatory, privacy compliance and financial and related... areas. Contracts include strategic alliances, new business models, in-bound and out-bound technology, international transactions, highly regulated partnering such as financial... read more
Company
In-House
Experience
Min 4 yrs required
Location
San Ramon, CA
Posted Date
Aug 10, 17
Info Source
Employer
West Coast. Support legal, compliance and risk management activities... on the US West Coast for the company. Various commercial matters for the companies. Contract review and approval procedures. Monthly report regarding major legal issues and projects. Other duties and miscellaneous... read more
Company
In-House
Experience
Min 5 yrs required
Location
Mountain View, CA
Posted Date
Aug 08, 17
Info Source
Employer
General Counsel and Chief Compliance Officer The candidate will... implement and maintain robust compliance programs to both protect... Define and clearly communicate compliance requirements to internal and... consumer centric guidance on compliance issues as it relates... compliance industries is a plus: Banking, Online Payments, Cryptocurrency, Trading,...... read more
Company
In-House
Experience
5-7 yrs required
Location
Mountain View, CA
Posted Date
Aug 17, 17
Info Source
Employer
development, engineering, design, marketing, compliance and operations teams. Provide... intellectual property and regulatory compliance. Many of these matters... will be in the FinTech sector, including payments, lending, and tax. Structure, draft, negotiate and advise upon various complex transactions with minimal... read more
Company
In-House
Experience
5-8 yrs required
Location
Berkeley, CA
Posted Date
Jul 23, 17
Info Source
Employer
updates (e.g., Advisers Act, Investment Company Act, Securities Act,... to executive management and will also serve as the Chief Compliance Officer for the firm,... overseeing in-house and external compliance functions and architecting the... compliance program in a changing... regulatory environment.... read more
Company
Law Firm
Experience
Max 2 yrs required
Location
San Francisco, CA
Posted Date
Aug 11, 17
Info Source
Employer
Associate - Investment Management Group Duties: Working... with the group’s registered investment company clients, with a... statements and other SEC filings; assisting with preparation of materials for board of directors meetings; and assisting with review of compliance policies and procedures.... read more
Company
Law Firm
Experience
1-2 yrs required
Location
San Francisco, CA
Posted Date
Aug 03, 17
Info Source
Employer
Seeking Investment Funds Associate (Junior) with... corporate transactions for the Investment Funds practice group. The... management of private equity funds, real estate funds, alternative investment vehicles and their management... companies is preferred. Relevant general corporate experience will also be considered.... read more
Company
Recruiter
Experience
1-3 yrs required
Location
San Francisco, CA
Posted Date
Jun 21, 17
Info Source
Recruiter
Corporate Associate The candidate will work in Corporate department. Must have specialization in Banking & Finance; General Corporate....... read more
Company
In-House
Experience
6-12 yrs required
Location
San Francisco, CA
Posted Date
Aug 19, 17
Info Source
Employer
Counsel The candidate will be advising credit and financial product teams as they develop new products to service the needs of the technology and innovation companies that make up client base. Providing legal and regulatory guidance on a wide array... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Aug 14, 17
Info Source
Employer
Fixed Income Securities, Distressed Loans, Hedge Funds, Private Equity Duties: Managing a combination of tools developed by TARDI and Partnerships Solutions practices to assist with the complex tax and reporting needs of all types of fixed income securities. Pursuing new... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Aug 08, 17
Info Source
Employer
Senior Regulatory Compliance Manager The candidate will... regulatory requirements and major compliance obligations. Interact directly senior... regarding the Regulation W/O Compliance Program and in response... and other findings regarding compliance with Regulations W and... compliance strong working knowledge of banking regulations and subject matter...... read more
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