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29 jobs found for

Investment Banking Compliance Attorney Jobs in Chicago

Job info
SPONSOREDJOB
Company
Charles Schwab & Co., Inc
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
May 03,17
Info Source
with company’s broader legal compliance risk and audit groups.... experience as a practicing attorney in a law firm... specializing in estate and trust matters or in-house experience with a bank,... read more
SPONSOREDJOB
Company
Bank of America Corporation
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
May 14,17
Info Source
attorney Private Bank Mortgage Servicing The... mortgage business, Dodd Frank compliance servicing questions, legal compliance matters... counsel to AMGs private banking businesses, as well as... specific advice on products, services and certain... read more
SPONSOREDJOB
Company
Fifth Third Bank
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
May 22,17
Info Source
necessary for product changes compliance with legal requirements, and... in response to litigation. Develop form agreements for new products and manage document process. Provide thorough, accurate, timely and practical legal... read more
Company
Law Firm
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
May 19, 17
Info Source
Employer
equity fund management companies and general partners. Admittance to the Illinois Bar is preferred. Should have a working knowledge of relevant securities rules and regulations, including the Investment Advisers Act. Experience with... private equity “secondary” transactions would also be helpful.... read more
Company
Law Firm
Experience
Max 2 yrs required
Location
Chicago, IL
Posted Date
May 19, 17
Info Source
Employer
with the group’s registered investment company clients, with a... documentation, including registration statements, annual reports, proxy statements and other SEC filings; assisting with preparation of materials for board of directors meetings; and assisting with review of compliance policies and procedures.... read more
Company
Law Firm
Experience
2-4 yrs required
Location
Chicago, IL
Posted Date
May 16, 17
Info Source
Employer
Associate Attorney The candidate will join... the Financial Transactions group. Should have excellent academic credentials and 2-4 years of experience (preferably at a national law firm) working on private equity-backed acquisition finance transactions, leveraged buyouts, equity investments, restructurings and workouts.... read more
Company
Recruiter
Experience
3-6 yrs required
Location
Chicago, IL
Posted Date
Mar 09, 17
Info Source
Recruiter
Lending Associate The candidate must have 3-6 years of experience. Experience with a wide range of bank/non-bank financial institutions, syndicated and club transactions, senior and subordinated, domestic and international credit facilities, direct and sponsored transactions is required.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
May 22, 17
Info Source
Employer
identify risk, to ensure compliance with internal policies and... and/or internal counsel. Ensure compliance with internal policies and... position's duties to ensure compliance with regulatory requirements. Advise... clients on regulatory, legal and reputational risk matters related to consumer and small... read more
Company
In-House
Experience
Min 3 yrs required
Location
Chicago, IL
Posted Date
May 16, 17
Info Source
Employer
signature authority, powers of attorney, trust documents, garnishments, citations... and other day-to-day client-related banking inquiries. Advising management on... both federal and Illinois banking laws and regulations, especially... consumer laws and regulations. working with the bank’s compliance personnel on regulatory and...... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Mar 01, 17
Info Source
Recruiter
Mid- level Investment Management / Funds Associate... Attorney The candidate will do... representation of Private Investment vehicles. Will work on... Private Funds. Regulatory and Compliance matters. Secondary Transactions. Counseling... experience. Securities experience including Investment Advisers Act is essential.... Should have... read more
Company
In-House
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
May 22, 17
Info Source
Employer
Director, Financial Crime Compliance The candidate will be... Director, Global Financial Crimes Compliance, the Director will have... Director, Global Financial Crimes Compliance with the strategy, objective... and implement improvements to Compliance policies and programs based... are business-focused and meet compliance requirements. Train business colleagues... compliance... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
May 10, 17
Info Source
Recruiter
Commodities Attorney The candidate should have... advisors, hedge funds, private investment funds, fund sponsors and... investment advisers. Experience with commodities... negotiating documentation for private investment funds, fund sponsors and... investment advisers, including limited partnership... and trading and other compliance policies.... read more
Company
Law Firm, BCG Attorney Search
Experience
3-8 yrs required
Location
Chicago, IL
Posted Date
May 10, 17
Info Source
Recruiter
on all aspects of state and federal banking regulation, including state and... federal regulatory examination and enforcement, product development, mergers and acquisitions, and electronic banking issues. Additional experience with... federal and state securities laws and securities compliance matters are preferred.... read more
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