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Broker-Dealer attorney Responsibilities: Creatively configure compliant solutions... to a lesser degree investment management and financial advisory... of 1934, and related investment related statutes and regulations (2)... rules and regulations (3) investment Advisers Act of 1940...... read more
The candidate will provide legal support to (1) Technology & Life Sciences (TLS) and Equity Funds Services (EFS) loan groups throughout the U.S. and Canada, and (2) Entertainment and... read more
President Chief Compliance maintain current knowledge of investment advisory laws, regulations, enforcement... 10+ years of experience investment management industry experience. Significant... of technology to deliver investment advice and compliance testing...... read more
The candidate will provide legal support for strategic M&A and other strategic transactions, including acquisitions, joint ventures, equity investments, and divestitures, from pipeline and planning stages through and including deal negotiation, execution, and integration. Structure, draft and negotiate...
Fixed Income Securities, Distressed Loans, Hedge Funds, Private Equity
Duties: Managing a combination of tools developed by TARDI and Partnerships Solutions practices to assist with the complex tax and reporting needs of all types of fixed income securities. Pursuing new...
living and testamentary trusts, investment advisory and custody accounts,... sensitive nature. Act as investment portfolio manager for accounts... Trust Funds and determine investment diversification based upon investment... policies and customer objectives.... monitors the execution of investment, real estate management and... investment...
Data Protection Attorney, Vice President
The candidate... will have strong focus and proven track record on data protection. Analyze and apply, federal, state, and international laws and corporate policies related to data protection, applicable to the bank’s operations. Advise on...
Real Estate Financing Attorney
The candidate must have... substantial experience in representing clients in sophisticated real estate financing transactions, including construction financing, permanent loans, CMBS, refinancing and workouts for office, research and development, retail and industrial properties. Excellent client communication...
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The candidate will primarily support company's service and work closely with the product team, and provide legal and regulatory guidance as the product team develops, implements and updates products and services. Should have a J.D. degree or equivalent...
mergers, acquisitions, corporate finance/investment banking, and other consulting and... commercial transactions; identifying and analyzing complex business and related contracting issues and providing appropriate advice regarding applicable contractual terms, consistent with industry practice and risk management policies, guidance and procedures on...
US Risk and Compliance
Duties: Serve as the Risk and Compliance primary point of contact for a business unit within Customer Experience and Technology Team and will be responsible for: Providing guidance to business partners relating to the development of...