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the following areas: SEC finra and state broker-dealer registration... and exemptions. SEC finra OCIE investigations, inspections and disciplinary actions. Compliance, record-keeping and best practices. Compensation and referral arrangements, conflicts of interest, trade... read more
by the SROs, including finra Notices to Members. Coordinate... and external examinations, including finra exams, audits, inquiries, annual... setting. Extensive knowledge of finra broker-dealer rules, including those... related to AML/OFAC... read more
or assist in representing finra in disciplinary hearings as... its staff attorney including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. Evidence... read more
The candidate must have... 7-10 years of Commercial Litigation experience for handling from intake through trial. Excellent writing skills are required. NJ or CT Bar admission a plus....
The candidate will be drafting and reviewing discovery documents. Drafting and responding to discovery motions. Conducting plaintiff’s depositions. Appearing for court appearances; arguing motions. Performing legal and medical research. Must have Juris Doctor degrere from accredited law school and...
The candidate should have... 4-6 years of liability litigation experience, including motion practice, depositions and court appearances in the five boroughs. Automobile liability and/or construction labor law experience a plus. Excellent writing and analytical skills are required. Only candidate...
The candidate must be... level or senior litigator attorney having 10 years of... trial experience before federal and state courts dealing with corporate and commercial disputes and strong writing skills. Should have 3-5 years of state and federal...
- Legal Counsel
Responsibilities : The candidate shall have hiring a Legal Counsel to oversee all operational legal matters which include numerous commercial transactions, employment and labor matters, regulatory issues, advisory work, disputes and litigations, risk management, etc.
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General Counsel - Construction
The candidate will draft/review contracts between the company and general contractors to support and facilitate business transactions while minimizing business risk. Focus on litigation and pre-litigation issues including monitoring the activities of any lawyers hired to...
Responsibilities: Review of subrogation claims to determine if a claim is viable or should be closed. Monitor and negotiate claims where third party liability reimbursement exists. Meet goals and expectations as communicated. Communicate through email and phone with...
Lateral Assistant District Attorney
The candidate will join... the Office in both the Trial and Investigation Divisions. Should have the ability to think and work independently as well as the ability to work in conjunction with other bureaus in the...
Director- Disability Advocacy Project
The candidate will work to support the Unit’s existing advocacy efforts as well as be responsible for broadening the Unit’s work to address systemic barriers facing people with disabilities.Will be responsible for working with staff to...
Staff Attorney - Housing
The candidate... will represent tenants and groups in Housing Court eviction proceedings, administrative proceedings, Supreme Court actions against administrative agencies, impact litigation in Federal and other courts, and other litigation. Other duties include intake, community education,...