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Financial Attorney Jobs in Tampa

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Company
Hill Ward Henderson.
Experience
Min 3 yrs required
Location
Tampa, FL
Posted Date
May 02,17
Info Source
Employer
experienced corporate transactional staff attorney to take on front-line... its deal teams.  This attorney works directly with clients... deal closing process.  This attorney partners with and supports... efforts of the... read more
Company
Law Firm
Experience
2-5 yrs required
Location
Tampa, FL
Posted Date
May 25, 17
Info Source
Employer
Financial Services Regulatory Compliance Attorney... The candidate must have 2-5 years of financial services regulatory compliance, licensing,... or enforcement experience. Candidate with experience in the financial services practice of a... major law firm or banking agency highly preferred.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
May 23, 17
Info Source
Employer
Licensed Financial Advisor The candidate should... years of revenue generating financial sales experience. Related customer... service experience preferred. FINRA Series 7, 66, or (63 and 65) securities licenses required. Florida Life, Accident and Health Insurance License required. CFP, ChFC, JD,... read more
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
May 24, 17
Info Source
Employer
CPA is a plus. Financial or Insurance industry professional... or designations is a plus. Should have 5+ years of work experience with risk assessment and internal control methodology within the financial services sector. Compliance testing... or audit experience is preferred.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
May 24, 17
Info Source
Employer
Financial Advisor The candidate will... provide comprehensive financial services to credit union... members.As a Financial Advisor, become part of... years of revenue generating financial sales experience required. Related... customer service experience preferred. FINRA Series 7, 66, or (63 and 65)... read more
Company
Law Firm, Gilbert Garcia Group
Experience
Min 1 yrs required
Location
Tampa, FL
Posted Date
May 15, 17
Info Source
Employer
Compliance Attorney/Officer The candidate will develop... and perform other related duties as assigned. The candidate with a strong compliance background and an advanced degree will also be considered. Experience with default mortgage servicing and/or financial services compliance and training... preferred.... read more
Company
In-House, Raymond James Financial, Inc.
Experience
Min 10 yrs required
Location
Tampa, FL
Posted Date
May 25, 17
Info Source
Employer
Managing Attorney Duties: Under general direction... affiliates. Supervises one other attorney to create, negotiate, and... Maintains currency in corporate, financial securities and other regulatory... guidance relevant to the organization’s businesses. Prepares and delivers written and oral presentations to senior management... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 6 yrs required
Location
Tampa, FL
Posted Date
May 24, 17
Info Source
Employer
Assistant General Counsel The candidate will report to the UDAAP and TCPA practice manager and will perform research and analysis, study and understand regulatory trends and emerging issues, support various regulatory-related projects, respond to exam-related and escalated issues, and other... read more
Company
In-House
Experience
Location
Tampa, FL
Posted Date
May 26, 17
Info Source
Employer
regarding office procedures and financial advisor activity in a... high pressure environment. Prepare detailed work papers to support the results of the testing program. Synthesize the result of the testing program for communication to senior management. Maintain a working knowledge... read more
Company
Recruiter
Experience
1-4 yrs required
Location
Tampa, FL
Posted Date
Apr 06, 17
Info Source
Recruiter
Attorney– Banking Litigation The candidate will join the firm as an attorney with 1-4 years of... financial services litigation practice of... a major law firm or banking agency experience.... read more
Company
In-House, Citigroup Inc
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
May 29, 17
Info Source
Employer
General Counsel - ICG Regulatory Enforcement The candidate will support all ICG businesses, including corporate and investment banking, markets and securities services, trade and treasury services and the Private Bank, as well as broker-dealer businesses within CPWM, in connection with... read more
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