UBS3-5 yrs required Equities complianceofficer The candidate will provide... be drafting and reviewing compliance policies and procedures, written... supervisory procedures and compliance Bulletins. Reviewing descriptions of... system compliance functionality and system testing... protocols. Preparing and delivering compliance training for Equities and......
Invesco Ltd.Min 15 yrs required Chief complianceofficer Private Equity
Candidate... the implementation of the compliance program for tow registered... also responsible for proactive compliance with all applicable rules... for the oversight of compliance by each investment adviser compliance
Citigroup, IncMin 5 yrs required complianceofficer Cards Fair... Will support company's cards compliance in the execution of... the company's cards compliance program and supported compliance activities associated with fair... risks. Will also provide compliance advisory support to Cards compliance
In-House, 8-10 yrs required 66hit(s) Senior Director compliance Candidate will be responsible... activities. Lead the Company’s compliance monitoring and audit program... sponsorships. Monitor and evaluate compliance with policies by conducting... results to the Chief complianceofficer and the Corporate compliance Committee. Ensure that key... a strong and visible compliance presence across all functions compliance
In-House, Min 5 yrs required 14hit(s) over all regulatory and compliance matters and the management... To implement the Group compliance policy locally by containing compliance risk in liaison with... the Head of Group compliance Global Business complianceofficer Area complianceofficer or Local complianceofficer ensuring adequate compliance
In-House, Min 8 yrs required 50hit(s) Legal Counsel, Director of compliance Candidate will support the... Chief complianceofficer senior management, and... effective, best practices global compliance program. Support the Chief complianceofficer in managing a compliance program for the global... aspects of global trade compliance Candidate will be responsible compliance
In-House, Min 5 yrs required 223hit(s) In-House Counsel/Corporate complianceofficer Responsibilities: Will join... business leaders on legal compliance and business issues. Serves... as Chief Privacy and compliance Officer: govern the protection... understand and maintain regulatory compliance create policies, procedures, communications... elements of privacy and compliance HIPAA compliance Handle corporate compliance
In-House, Min 5 yrs required 30hit(s) laws, involving key Non-Financial compliance risk areas, such as... forums (e.g., Risk and compliance Committee) and methods (e.g.,... and informed decisions regarding compliance risks. Facilitates regional responsibilities... for compliance Policy governance, including training... and helping implement a compliance plan that incorporates tools compliance
In-House, Min 7 yrs required 49hit(s) Investment Management compliance Director
The candidate will... join CSIM compliance team as a Director.... serve as a key compliance Business Partner and assist... the Chief complianceofficer in developing, maintaining... and administering the compliance Programs for company as... report into the Chief complianceofficer for CSIM. Duties: compliance
In-House, Min 10 yrs required 40hit(s) assessment and management; corporate compliance labor and employment; corporate... to the Chief Operating officer (“CEO”) of firm. Support... regulation, risk management, corporate compliance network and corporate security,... CEO. Act as Chief complianceofficer especially where such... responsibilities... are required or...
In-House, Min 1 yrs required 90hit(s) Contract and compliance Administrator
Candidate will be... responsible contracting process, and administering compliance programs. Assist with the... of the audit and compliance programs. Review and interpret... Support the Chief Legal officer in providing legal guidance.... directly to Chief Legal officer
In-House, Min 1 yrs required 51hit(s) Audit and complianceofficer Candidate will be... maintaining the audit and compliance strategy for company and... on all audit and compliance related matters. Working with senior... to ensure consistency and compliance across Company and its... relation to audit and compliance matters. Establish compliance policies compliance
In-House, Min 7 yrs required 16hit(s) Senior complianceofficer Duties: Be... the Capital Markets/Corporate Banking compliance (CMCBC) team within Bank’s... centralized compliance group. Report initially to... of the CMCBC regulatory compliance testing program; Management and... of the CMCBC regulatory compliance risk assessment process; Management... of the CMCBC regulatory compliance issues tracking system; and compliance