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Compliance Officer Jobs

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SPONSOREDJOB
Company
Presence Health
Experience
Min 10 yrs required
Location
Chicago IL, USA
Posted Date
Apr 24,15
Info Source
PHP compliance officer Candidate will llead and... oversee the compliance program for Presence Health... other regulatory programs, and business activities are in compliance with appropriate laws, regulations,... policies, and standards....
SPONSOREDJOB
Company
Morgan Stanley
Experience
Min 5 yrs required
Location
New York City NY, USA
Posted Date
Apr 16,15
Info Source
Institutional Banking compliance officer Duties: Covering Banks to... provide banking compliance coverage for institutional lending,... guidance with regard to compliance requirements of Reg W,... and procedures. Conduct appropriate compliance monitoring (particularly Reg W......
SPONSOREDJOB
Company
Morgan Stanley
Experience
6-8 yrs required
Location
New York City NY, USA
Posted Date
Apr 20,15
Info Source
Municipal Securities compliance officer Candidate will provide advisory compliance support for the Municipal... with minimal supervision. Provide compliance support for Public Finance... underwriting business and assist with municipal securities sale and...
Company
In-House
Experience
Min 3 yrs required
Location
Little Rock AR, USA
Posted Date
Apr 20, 15
Info Source
Employer
provides a framework for compliance with Standards of Conduct... the plan remains in compliance with all applicable laws,... entity CEO and board compliance oversight committee. Serves as... involving legal and regulatory compliance. Administer, updates and monitors... the elements of effective compliance programs. Develops and updates... compliance...
Company
In-House
Experience
Min 5 yrs required
Location
Lenexa KS, USA
Posted Date
Apr 19, 15
Info Source
Employer
Director of Compliance and Regulatory Affairs Candidate... and administration of company’s Compliance Management System and operational... stakeholders on issues of compliance and regulatory requirements. Perform... continuing assessment of compliance regulatory risks both in... stakeholders and the Chief Compliance Officer, design strategies and... compliance...
Company
In-House
Experience
Min 5 yrs required
Location
Atlanta GA, USA
Posted Date
Apr 14, 15
Info Source
Employer
in class,” immediate reporting Compliance and WPE manager and/or... Compliance Officer and **MEMBERS ONLY**SIGN UP NOW***... and reports to the Compliance and WPE Manager for... well as to the Compliance Advisory Council and the... controls and compliance committee. From that and... other information, the Compliance and WPE manager produces... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Denver CO, USA
Posted Date
Apr 17, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Cedar Rapids IA, USA
Posted Date
Apr 17, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Denver CO, USA
Posted Date
Apr 17, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Cedar Rapids IA, USA
Posted Date
Apr 17, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
8-10 yrs required
Location
Aliso Viejo CA, USA
Posted Date
Apr 05, 15
Info Source
Employer
Senior Director, Compliance Candidate will be responsible... activities. Lead the Company’s compliance monitoring and audit program... sponsorships. Monitor and evaluate compliance with policies by conducting... results to the Chief Compliance Officer and the Corporate... Compliance Committee. Ensure that key... a strong and visible compliance presence across all functions... compliance...
Company
In-House
Experience
Min 5 yrs required
Location
Chino Hills CA, USA
Posted Date
Apr 10, 15
Info Source
Employer
Regulatory and Compliance Attorney Candidate will be... oversight, from the Chief Compliance Officer, internal legal matters,... including litigation, compliance, and to implement any... order to ensure legal compliance at the state and... budgets and outcome. Maintain Compliance with State Registrations/Annual Corporate... Compliance...
Company
In-House
Experience
Min 5 yrs required
Location
Tarrytown NY, USA
Posted Date
Apr 08, 15
Info Source
Employer
Director, Compliance Counsel Candidate will assist... the Chief Compliance Officer and Compliance Department... all aspects of company’s compliance program and will help... to ensure full compliance with all applicable laws... be responsible for providing compliance legal support, conducting compliance... investigations, assisting with compliance......
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