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Compliance Officer Jobs

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SPONSOREDJOB
Company
Lincoln Financial Group
Experience
Min 4 yrs required
Location
Radnor PA, USA
Posted Date
Jul 13,16
Info Source
Employer
development team to ensure compliance with applicable Code and... to ensure the committee’s compliance with all applicable rules/regulations Collaboration Collaborates... with Legal and Chief compliance officer in developing, updating... and maintaining complex compliance policies and procedures (i.e compliance read more
SPONSOREDJOB
Company
Legal Aid of NorthWest Texas
Experience
Min 10 yrs required
Location
Fort Worth TX, USA
Posted Date
Jul 20,16
Info Source
Employer
SEEKS A CHIEF EXECUTIVE officer   About the Position   Legal Aid of... budgets, labor-management relations, and compliance with grant and contract... requirements Have practiced law, and have or be eligible for a Texas law... read more
SPONSOREDJOB
Company
American Dawn, Inc.
Experience
3-5 yrs required
Location
Los Angeles CA, USA
Posted Date
Jul 25,16
Info Source
Employer
The Chief compliance officer and Corporate Counsel... to ensure that the compliance programs throughout the organization... to import and export compliance product content and labeling compliance foreign corrupt practices act compliance read more
Company
In-House
Experience
4-7 yrs required
Location
Milwaukee WI, USA
Posted Date
Jul 20, 16
Info Source
Employer
Compliance Officer I Duties: Under... limited direction from Chief Compliance Officer, direct and advise... administratively to the Chief Compliance Officer. In addition, the... compliance officer has functional reporting... of implementing the corporate compliance program in accordance with... established in all applicable compliance procedures. To the extent... compliance... read more
Company
In-House
Experience
4-7 yrs required
Location
Green Bay WI, USA
Posted Date
Jul 20, 16
Info Source
Employer
Compliance Officer I Duties: Under... limited direction from Chief Compliance Officer, direct and advise... administratively to the Chief Compliance Officer. In addition, the... compliance officer has functional reporting... of implementing the corporate compliance program in accordance with... established in all applicable compliance procedures. To the extent... compliance... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City NY, USA
Posted Date
Jul 26, 16
Info Source
Employer
serve as the Senior Compliance Officer for Carlyle’s Global... serve as the Chief Compliance Officer for Carlyle GMS... well as the Chief Compliance Officer for a business... maintenance of the U.S. compliance program for GMS and... things, developing and implementing compliance policies, procedures and processes,... compliance... read more
Company
Public Interest
Experience
Min 12 yrs required
Location
Broomfield CO, USA
Posted Date
Jul 25, 16
Info Source
Employer
legal operations, regulatory and compliance matters for the organization.... Vice President, Chief Legal Officer and Corporate Secretary. Will... With the Chief Legal Officer, contribute actively to the... Officer and the Chief Compliance Officer to ensure that... other transactions to ensure compliance with policies and guidelines....... read more
Company
Public Interest
Experience
Min 12 yrs required
Location
Denver CO, USA
Posted Date
Jul 25, 16
Info Source
Employer
legal operations, regulatory and compliance matters for the organization.... Vice President, Chief Legal Officer and Corporate Secretary. Will... With the Chief Legal Officer, contribute actively to the... Officer and the Chief Compliance Officer to ensure that... other transactions to ensure compliance with policies and guidelines....... read more
Company
In-House
Experience
2-4 yrs required
Location
Oakland CA, USA
Posted Date
Jul 19, 16
Info Source
Employer
against claims, to facilitate compliance with applicable statutes/regulations (in... agency's Public Records Act Officer and will perform other... objectives and expected results, compliance with Stark/AKS/FCA requirements, and... agency's Public Records Act Officer, responding to requests for... closely with the Chief Compliance Officer and Privacy Officer...... read more
Company
In-House, American Dawn, Inc.
Experience
3-5 yrs required
Location
Los Angeles CA, USA
Posted Date
Jul 25, 16
Info Source
Employer
The Chief Compliance Officer and Corporate Counsel... to ensure that the compliance programs throughout the organization... to import and export compliance, product content and labeling... compliance, foreign corrupt practices act... compliance, business ethics, and social... responsibility. The Chief Compliance Officer and Corporate Counsel’s... compliance... read more
Company
Recruiter
Experience
5-7 yrs required
Location
New York City NY, USA
Posted Date
Jul 06, 16
Info Source
Recruiter
Compliance Officer The candidate will... directly to the Senior Compliance Officer, Associate General Counsel... that manages these Compliance Risks in New York.... Develop and maintain Company Compliance Risk programs and assist... the core components of Compliance Risk programs in accordance... Compliance... read more
Company
In-House
Experience
10-15 yrs required
Location
New York City NY, USA
Posted Date
Jul 27, 16
Info Source
Employer
Chief Compliance Officer, Corporate Vice President... report to the Chief Compliance Officer of the Investments... aspects of the advisers’ compliance programs. Will be expected... draw upon certain centralized compliance functions, interface with the... Corporate Compliance Department and also work... Enhance and maintain the Compliance program; Interface with the... Compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
Henderson NV, USA
Posted Date
Jul 25, 16
Info Source
Employer
Vice President, Compliance Officer and Associate General... serve as the company’s compliance officer and is responsible... and uphold an effective compliance program. Also fill the... counsel. Lead and supervise compliance team. Design and implement... an effective compliance program, including administering the... compliance... read more
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