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Compliance Officer Jobs

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SPONSOREDJOB
Company
Abelson Legal Search
Experience
Location
Philadelphia PA, USA
Posted Date
Jun 24,15
Info Source
Recruiter
relations, negotiations, and regulatory compliance Serve as College liaison with... transactions and negotiating contracts. -Monitor compliance under collective bargaining agreements. -Investigate... College’s Right to Know officer and administrator for the... Ethicspoint whistleblower reporting...
SPONSOREDJOB
Company
The Guardian Life Insurance Co...
Experience
Min 8 yrs required
Location
New York City NY, USA
Posted Date
Jun 16,15
Info Source
maintenance of consistent, company-wide compliance with applicable laws, regulations,... & Risk, Legal Counsel compliance Audit, Operations, Business Owners,... Information Technology. Ensuring company’s compliance with the Health Insurance... and functions and ensure compliance Developing an appropriate compliance
SPONSOREDJOB
Company
Tenet HealthSystem Medical Inc
Experience
Min 10 yrs required
Location
Dallas TX, USA
Posted Date
Jul 03,15
Info Source
VP & Chief compliance officer Duties: Implementing and... managing Ethics and compliance program throughout all areas... Grow, the ethics and compliance program must continually adapt... Maintaining an ethics and compliance program that is designed compliance
Company
In-House
Experience
Min 10 yrs required
Location
Houston TX, USA
Posted Date
Jun 30, 15
Info Source
Employer
to the Audit & Compliance Committee of the Methodist... are conducted expeditiously, the compliance risks are mitigated, and... and the Audit & Compliance Committee informed of the... and provides oversight of compliance education, training, and awareness... fact situations for regulatory compliance or ethical issues, possesses... compliance...
Company
In-House
Experience
Min 2 yrs required
Location
Houston TX, USA
Posted Date
Jun 22, 15
Info Source
Employer
Manager, Ethics and Compliance Duties: Supports the Company... in regional compliance and ethics matters and... Vice President and Chief Compliance Officer with development and... Vice President and Chief Compliance Officer on all aspects... of legal and regulatory compliance regionally, including regularly monitoring/assessing... compliance...
Company
In-House
Experience
Min 5 yrs required
Location
Lenexa KS, USA
Posted Date
Jun 15, 15
Info Source
Employer
Director of Compliance and Regulatory Affairs Candidate... and administration of company’s Compliance Management System and operational... stakeholders on issues of compliance and regulatory requirements. Perform... continuing assessment of compliance regulatory risks both in... stakeholders and the Chief Compliance Officer, design strategies and... compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Cedar Rapids IA, USA
Posted Date
Jun 19, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Cedar Rapids IA, USA
Posted Date
Jun 19, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Denver CO, USA
Posted Date
Jun 19, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 8 yrs required
Location
Denver CO, USA
Posted Date
Jun 19, 15
Info Source
Employer
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... and monitoring the division's' compliance with applicable federal and... standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (e.g. suitability, advertising,... Compliance...
Company
In-House
Experience
Min 1 yrs required
Location
New York City NY, USA
Posted Date
Jul 02, 15
Info Source
Employer
Compliance Officer and Operations Associate... firm’s General Counsel, Chief Compliance Officer and Chief Operating... discharge the Firm’s daily compliance, operations and HR obligations.​... Ensure and enforce compliance by firm and all... regulations; with clients’ individual compliance policies pertaining to the... compliance...
Company
In-House
Experience
Min 5 yrs required
Location
Westport CT, USA
Posted Date
Jun 30, 15
Info Source
Employer
Compliance Associate and Counsel: Account... in regulations while ensuring compliance with all regulatory, legal,... requirements. Providing well-synthesized expert compliance advice to trading and... broad-based and international trading compliance experience; interact and learn... documentation legal advisors, experienced compliance officers, and trading/portfolio management... Compliance...
Company
In-House
Experience
Min 7 yrs required
Location
Boston MA, USA
Posted Date
Jun 17, 15
Info Source
Employer
Compliance Director – IA Business... serve as a key Compliance Business Partner and assist... the Chief Compliance Officer in developing, maintaining... and administering the Compliance Program for the firm... report into the Chief Compliance Officer for the firm.... directly to the Chief Compliance Officer. Responsible to all... Compliance...
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