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Compliance Law in New York:

159 jobs found for:Compliance Law in New York

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SPEED APPLY  DATE  LOCATION  JOB TITLE
May 18, 13 USA-NY-New York City
Sponsored Job  
 Corporate Attorney in New York City, NY
 
Law Firm, BCG Attorney Search Min 2 yrs required
 30hit(s)  
in public and private offerings of debt or equity securities; and advising corporate clients on general securities laws, including compliance with, and reporting under,... the 1933 Act and 1934 Act....

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Employer Type : Law Firm
Source : Recruiter

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May 17, 13 USA-NY-New York City
Sponsored Job  
 Corporate Attorney in New York City, NY
 
Law Firm, BCG Attorney Search Min 3 yrs required
 48hit(s)  
have extensive experience advising public company clients on corporate governance and SEC compliance matters and representing issuers... and investment banks in equity and debt capital markets and other financing transactions....

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Employer Type : Law Firm
Source : Recruiter

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May 11, 13 USA-NY-New York City
Sponsored Job  
 Corporate Attorney in New York City, NY
 
Law Firm, BCG Attorney Search Min 3 yrs required
 14hit(s)  
and limited liability company agreements, offering documents, subscription documents, trading and other compliance policies and counterparty arrangements.... Should preferably have a knowledge of hedge fund strategies, regulations, transactions and documentation....

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Employer Type : Law Firm
Source : Recruiter

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Apr 18, 13 USA-NY-New York City

Attorney in New York City, NY

In-House, Min 12 yrs required
 17hit(s)  
VP Trade Services compliance The candidate will direct... assigned specialized compliance functions and/or operations for... report all significant regulatory compliance breaches or gaps. Work... as appropriate. Discharge the (Compliance Officer) accountabilities set out... in the compliance Officer Handbook by pro-actively compliance
May 08, 13 USA-NY-Buffalo

Attorney in Buffalo, NY

In-House, Min 3 yrs required
 47hit(s)  
Senior compliance Officer, Central compliance Duties:... responsible for assisting the compliance Department and / or... the management of oversight compliance with respect to laws,... departmental and business unit compliance coordinators, senior and middle... management to ensure compliance with laws and regulations compliance
Apr 17, 13 USA-NY-New York City

Attorney in New York City, NY

In-House, 8-10 yrs required
 9hit(s)  
VP compliance The candidate leads team... of compliance professionals and is accountable... day operations of company’s compliance Risk Assessments and compliance Testing functions including: methodologies... procedures and systems. Provides compliance guidance to business units... management and represents company’s compliance function when interfacing with compliance
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Attorney in New York City, NY  

In-House,
59hit(s)  
with legal and regulatory compliance oversight of a U.S.... closely with the Chief compliance Officer and General Counsel... of the Legal and compliance Team, as well as... and procedures to assure compliance with applicable local, state... · Maintenance of the compliance Manual compliance program testing compliance
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Attorney in New York City, NY

In-House, Min 10 yrs required
 5hit(s)  
compliance Director - Risk Management... execution of its regulatory compliance program, particularly with respect... maintenance of its regulatory compliance program. Review and revise... guidance. Provide a regulatory compliance perspective on assorted interagency... regulatory supervisory guidance. Monitor compliance with Risk policy statements compliance
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Corporate Attorney in Long Island, NY

In-House, Min 10 yrs required
 9hit(s)  
compliance Director- Risk Management The... maintenance of its regulatory compliance program. Review and revise... guidance. Provide a regulatory compliance perspective on assorted Interagency... regulatory supervisory guidance. Monitor compliance with Risk policy statements... hoc queries. Act as compliance representative on Independent Risk-related compliance
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Attorney in Hawthorne, NY  

In-House, 8-10 yrs required
 38hit(s)  
Senior Director compliance The candidate will be... managing the ethics and compliance program for company, ensuring... and a commitment to compliance with the law resulting... in place to promote compliance with high legal, regulatory... ethical standards. Manages company's compliance program, ensuring that all compliance
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Insurance Attorney in New York City, NY

In-House, 5-7 yrs required
 7hit(s)  
President and Corporate Chief compliance Officer. Supports the Company... interests and to mitigate compliance exposures to regulatory sanctions,... with the development of compliance metrics for trend sensing... costs; the development of compliance risk reduction strategies; and... the identification of compliance web based automation opportunities compliance
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Insurance Attorney in New York City, NY

In-House, 4-7 yrs required
 8hit(s)  
President and Corporate Chief compliance Officer. Serve on a... interests and to mitigate compliance exposures to regulatory sanctions,... with: the development of compliance metrics for trend sensing... costs; the development of compliance risk reduction strategies; and... the identification of compliance web based automation opportunities compliance
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 Real Estate Attorney in New York City, NY  

Recruiter, Min 3 yrs required
 4hit(s)  
compliance Attorney Company is... seeking a compliance attorney is needed for... structuring, legal compliance and risk management. Will... and address any legal compliance regulatory and reputation risks,... and to ensure compliance with internal policies; assist... on legal, regulatory and compliance matters; and manage regulatory law
   
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