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Compliance Law in New York City:

132 jobs found for:Compliance Law in New York City

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SPEED APPLY  DATE  LOCATION  JOB TITLE
May 22, 13 USA-NY-New York City
Sponsored Job  
 Corporate Attorney in New York City, NY
 
Law Firm, BCG Attorney Search Min 2 yrs required
 33hit(s)  
in public and private offerings of debt or equity securities; and advising corporate clients on general securities laws, including compliance with, and reporting under,... the 1933 Act and 1934 Act....

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Employer Type : Law Firm
Source : Recruiter

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May 17, 13 USA-NY-New York City
Sponsored Job  
 Corporate Attorney in New York City, NY
 
Law Firm, BCG Attorney Search Min 3 yrs required
 48hit(s)  
have extensive experience advising public company clients on corporate governance and SEC compliance matters and representing issuers... and investment banks in equity and debt capital markets and other financing transactions....

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Employer Type : Law Firm
Source : Recruiter

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May 11, 13 USA-NY-New York City
Sponsored Job  
 Corporate Attorney in New York City, NY
 
Law Firm, BCG Attorney Search Min 3 yrs required
 14hit(s)  
and limited liability company agreements, offering documents, subscription documents, trading and other compliance policies and counterparty arrangements.... Should preferably have a knowledge of hedge fund strategies, regulations, transactions and documentation....

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Source : Recruiter

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Apr 17, 13 USA-NY-New York City

Attorney in New York City, NY

In-House, 8-10 yrs required
 10hit(s)  
VP compliance The candidate leads team... of compliance professionals and is accountable... day operations of company’s compliance Risk Assessments and compliance Testing functions including: methodologies... procedures and systems. Provides compliance guidance to business units... management and represents company’s compliance function when interfacing with compliance
Dec 06, 12 USA-NY-New York City

Attorney in New York City, NY  

In-House,
62hit(s)  
with legal and regulatory compliance oversight of a U.S.... closely with the Chief compliance Officer and General Counsel... of the Legal and compliance Team, as well as... and procedures to assure compliance with applicable local, state... · Maintenance of the compliance Manual compliance program testing compliance
May 02, 13 USA-NY-New York City

Attorney in New York City, NY

In-House, Min 10 yrs required
 5hit(s)  
compliance Director - Risk Management... execution of its regulatory compliance program, particularly with respect... maintenance of its regulatory compliance program. Review and revise... guidance. Provide a regulatory compliance perspective on assorted interagency... regulatory supervisory guidance. Monitor compliance with Risk policy statements compliance
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Insurance Attorney in New York City, NY

In-House, 5-7 yrs required
 8hit(s)  
President and Corporate Chief compliance Officer. Supports the Company... interests and to mitigate compliance exposures to regulatory sanctions,... with the development of compliance metrics for trend sensing... costs; the development of compliance risk reduction strategies; and... the identification of compliance web based automation opportunities compliance
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Insurance Attorney in New York City, NY

In-House, 4-7 yrs required
 10hit(s)  
President and Corporate Chief compliance Officer. Serve on a... interests and to mitigate compliance exposures to regulatory sanctions,... with: the development of compliance metrics for trend sensing... costs; the development of compliance risk reduction strategies; and... the identification of compliance web based automation opportunities compliance
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 Real Estate Attorney in New York City, NY  

Recruiter, Min 3 yrs required
 5hit(s)  
compliance Attorney Company is... seeking a compliance attorney is needed for... structuring, legal compliance and risk management. Will... and address any legal compliance regulatory and reputation risks,... and to ensure compliance with internal policies; assist... on legal, regulatory and compliance matters; and manage regulatory law
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Real Estate Attorney in New York City, NY

Public Interest, Min 5 yrs required
 35hit(s)  
Vice President compliance The candidate will responsible... and mission of the compliance Department. Maintain expertise in... several compliance core functions and train/assist... and mission of the compliance Department. Indirectly manage a... 300 projects to ensure compliance with various project requirements compliance
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Banking Attorney in New York City, NY

In-House, Min 5 yrs required
 49hit(s)  
compliance Merchant Banking, Vice President... be responsible for the compliance program globally and will... investments are assessed for compliance and reputational issues. Design... a daily basis for compliance regulatory, policy and reputational... trading and other individual compliance issues. Develop appropriate policies compliance
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Banking Attorney in New York City, NY

In-House, 10-12 yrs required
 38hit(s)  
compliance Manager II The candidate... the oversight of adviser compliance for MBSC, a registered... include: Developing and maintaining compliance Program for MBSC consisting... Testing Program to assess compliance with policies and procedures,... annual review of the compliance Program for MBSC in compliance
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Attorney in New York City, NY

In-House, Min 6 yrs required
 11hit(s)  
of anti-corruption law and compliance including the US FCPA,... advice and counsel on compliance with U.S. Treasury (OFAC)... Policy; conducting or overseeing compliance and anti-corruption due diligence... consultants. Conducting and supervising compliance and anti-corruption due diligence... and updating the company’s compliance related policies, including its Anti-Corruption compliance
   
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