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6 jobs found for

Broker Dealer Attorney Jobs in Illinois

Job info
SPONSOREDJOB
Company
Barnes & Thornburg LLP
Experience
4-7 yrs required
Location
Chicago, IL
Posted Date
Jul 14,17
Info Source
regulatory and payments or broker dealer experience is a plus.... Should have excellent analytical, writing and communication skills and the energy, drive and desire to work in a busy national... read more
SPONSOREDJOB
Company
HSBC Group
Experience
Min 7 yrs required
Location
Arlington Heights, IL
Posted Date
Jul 17,17
Info Source
and operations of a broker dealer futures commission merchant... and swap dealer Planning or advising... both the business and regulatory compliance officers on implementation or remediation strategies for the... read more
Company
In-House
Experience
8-10 yrs required
Location
Chicago, IL
Posted Date
Jul 24, 17
Info Source
Employer
oversight of the Firm’s broker-dealer and investment advisory Distribution... they pertain to the broker dealer and investment advisor... industries. Act as SME and point person for IRS Code, ERISA, and DOL related questions. Interface with cross-functional team developing new IRA... read more
Company
In-House, RSM US LLP.
Experience
Min 8 yrs required
Location
Chicago, IL
Posted Date
Jul 23, 17
Info Source
Employer
regulatory testing in AML, broker dealer policies and procedures,... of registration requirements for broker/dealers, RIAs and CFTC registrants.... Communicating with clients on the review process, conclusions and potential improvements to the process. Conducting complete documentation and client report review. Providing... read more
Company
In-House, DSC Logistics
Experience
Min 5 yrs required
Location
Des Plaines, IL
Posted Date
Jul 26, 17
Info Source
Employer
Senior Counsel The candidate will be responsible for advising the company in multiple aspects of the business and will be involved in a variety of legal areas and projects. Emphasis will be on employment matters, real estate, customer contracts and... read more
Company
Recruiter
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
Jun 20, 17
Info Source
Recruiter
Investment Management Attorney The candidate must have... CPOs, registered investment advisors, broker dealers and other trading... industry participants in the areas of fund formation, commodities, proprietary trading and alternative investments. Should have solid Am Law 100 law firm training. Excellent... read more
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