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Legal, Consumer Regulatory attorney Associate/VP
The candidate work closely... with the consumer lending business teams and colleagues... throughout the firm’s legal, compliance, marketing, credit and technology functions to develop and maintain... read more
Prime Services attorney Duties: Provides coverage responsibilities of... negotiating prime brokerage, securities lending repurchase, futures and cleared... OTC derivatives agreements, advising the business and other Infrastructure units on securities and margin... read more
Corporate M&A Attorney
The candidate responsibilities include... deals and transactions as well as the day to day contacts, housekeeping and advisory work involved with running an international concern. Should have 4+ years of M&A experience. Must have top credentials....
Attorney - M&A
The candidate... will require technology contract support in connection with M&A transactions. Responsible for reviewing contracts for consent clauses; creation of assignment agreements with vendors; amendment or creation of vendor agreements and creation of contract trackers for...
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Banking Legal Counsel
The candidate... special projects involving U.S. banking and lending matters. JD... finance laws and related banking regulations required. Experience working... with or in the financial services sector and the following areas: U.S. banking and consumer finance laws......
Municipal Finance Compliance Officer
The candidate duties include: provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision; participate on capital commitment and other committees; educate the firm on...
Review Team Analyst - C&ORC (Compliance and Operational Risk)
Duties: Assist in the planning, coordination and delivery of team's annual testing plan. Identify and evaluate the effectiveness of existing controls. Prepare detailed work papers to support the results of the...
The candidate will coordinate and oversee regulatory examinations conducted by securities regulators, partnering with various internal departments to both gather required data and drive regulator-initiated remediation. Will manage and oversee multiple simultaneous regulatory examinations as well as surveys...
Alternative Investment Attorney
Duties: Provide advice on... all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Coordinate with compliance department to provide legal analysis and...