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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Finance - Banking
Litigation
Litigation - Whistleblower - CFTC
Min 8 yrs required
Financial Crimes Risk and Compliance - Compliance Manager III Duties: Oversee the execution of day-to-day responsibilities covering CIP/CDD/EDD, client risk ranking, sanctions screening, adverse media screening, unusual activity reporting, 314a searches, exiting relationships where appropriate and Anti-Bribery and Corruption related activities. Will play a lead role in determining the applicability of financial crime related legal, regulatory and enterprise policy standards to this specific business and, where appropriate deliver programmatic enhancements in order to achieve full compliance. More strategically the Financial Crimes Compliance Manager will be required to help structure and lead efforts to integrate the group's AML program into WIM, and develop and align the program. Will report to the AM Financial Crimes Compliance Program Manager and must have the ability to build solid relationships with key stakeholders, be technically strong in the areas of financial crime detailed above and be able to maintain and foster in others high standards of execution.
Qualification and Experience
Qualifications: A Bachelor's degree and advanced degree (MBA and/or J.D. degree) preferred. AML and/or Financial Crimes related certification. 8+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 8+ years of IT systems security, business process management or financial services industry experience, of which 4+ years must include direct experience in compliance, operational risk management, or a combination of both. 3+ years of management experience. Desired:. Advanced Microsoft Office skills. Excellent verbal, written, and interpersonal communication skills. Strong analytical skills with high attention to detail and accuracy. Ability to articulate complex concepts in a clear manner. Ability to develop and execute short and long-term tactical and strategic efforts for AML programs in collaboration with a broad range of stakeholders. Strong financial crimes technical knowledge and a proven ability to adapt and tailor general AML standards to real like commercial situations. An operations management skill set sufficient to develop and oversee execution of effective, practical and efficient AML systems and controls. Exceptional ability to influence and to. Prior, proven experience interfacing and building relationships with Internal Audit departments, regulatory authorities. Proven ability to effectively manage regulatory examinations, internal audits and similar control review and testing engagements. Previous experience successfully participating in the integration of divisional AML, Risk Management, Regulatory Compliance and/or Internal Audit programs within large, complex financial institutions. Managerial and people development skills. Planning and project management skills. Experience within the Asset Management sector would also be advantageous and people management skills may be needed in the future as the group expands. Application Deadline: July 1, 2016.
Job ID: 5248753
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