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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Litigation - Whistleblower - CFTC
Trusts and Estates
5-10 yrs required
Director, General Counsel's Office Duties: Provide legal counsel to specific business lines supporting the retail investment industry and other areas as assigned. Provide legal support to the Wealth Management Services, including assisting with regulatory matters, rule filings, contract negotiation, and business strategy legal guidance. Supports retail businesses. Provide legal support for general legal matters, including managing existing and negotiating new service agreements and other vendor contracts. Assist with customer onboarding issues and membership contract negotiations. Provide legal support in evaluating and structuring new products or services. Provide legal support for regulatory issues related to products or services supported, including interacting with regulators. Identify, evaluate and advise senior management concerning any legal issues impacting the assigned businesses. Manage corporate governance matters and governance requirements. Handle routine corporate matters such as employment issues. Engage other members of the legal department and outside counsel as necessary in support of all of the above.
Qualification and Experience
Qualifications: JD Degree and current U.S. Bar admission. 5-10 years' active legal practice working on general corporate matters and complex business transactions. Experience at a top-rated full service law firm strongly preferred. Experience with drafting and negotiating business agreements. Experience in contract law and purchasing and services agreements preferred. Regulatory experience or retail investment legal experience a plus. Excellent interpersonal, written and verbal communication skills. Excellent analytical skills . Proven ability to communicate effectively at all levels (strong executive presence) . Demonstrated ability to work on cross-functional project teams. Strong drafting and negotiation skills and must possess the ability to manage large numbers of projects simultaneously. In-depth experience in contract law.
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