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Trusts and Estates Attorney in Gastonia, NC

General Counsel Consulting Aug 19,2014 Location Gastonia NC
This job is expired...

In-House

Attorney

Litigation - Whistleblower - CFTC

Trusts and Estates

Min 10 yrs required

Profile

General Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Compliance Manager 4 The candidate will report directly to the Wealth, Brokerage and Retirement (WBR) Group BSA Manager and will also have dotted line reporting to the Wealth Chief Compliance Officer. The AML Program Manager leads key AML program activities for Wealth by establishing and maintaining the governing principles and standards which will protect the supported businesses from being used to launder money, finance terrorism and other illegal activity, and to manage the regulatory and financial risks associated with unusual and fraudulent activity. The AML Program Manager ensures that appropriate controls, resources and organizational support are in place to sustain an effective program; identifies AML-related industry trends; oversights partners to ensure that business line personnel are appropriately trained to effect the front line of defense against money laundering activities. The AML Program Manager builds solid relationships with key business partners to help employ and maintain effective program activities, and meets regularly with fellow compliance management, line of business partners, corporate Financial Crimes Risk Management ( FCRM ) partners, and industry groups to achieve program goals and build momentum for longer-term strategic initiatives. The AML Program Manager is responsible for the day-to-day governance of owned and distributed processes, and will lead governance committees and working groups that are designed to appropriately socialize AML Program information, trends, present and future risks. A Bachelor's degree and advanced degree (MBA and/or JD) and AML and/or Financial Crimes related certification required. Should have 10+ years of experience in compliance, operational risk, IT systems security, business process mgmt or financial services, of which at least 5 years must include direct experience in compliance or operational risk management (includes audit, legal, credit risk, market risk, or the mgmt. of a process or business with accountability for compliance or operational risk). 5+ years management experience. Should have demonstrated success leading AML programs, or the equivalent (e.g. Risk Management, Regulatory Compliance and/or Internal Audit programs) for large, complex retail brokerage, and/or banking financial institutions. Expert knowledge and demonstrated track record of developing and implementing effective AML, Risk Management, Regulatory Compliance, and/or Internal Audit policies and programs, including overseeing significant technology projects in one or more of those areas is required. Ability to develop long-term, strategic AML programs in partnership with Business Unit Management within large, complex financial institutions required. Previous experience successfully integrating divisional AML, Risk Management, Regulatory Compliance and/or Internal Audit programs with large, complex financial institution corporate policies is required. Proven experience in influencing and building relationships with fellow compliance management, business unit partners, corporate BSA partners, and industry groups required. Prior, proven experience interfacing and building relationships with Internal Audit departments and regulatory authorities is required.

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