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In-House
Attorney
Litigation
Litigation - Whistleblower - CFTC
Min 5 yrs required
Litigation Attorney The candidate will respond to regulatory inquiries and conducts internal investigations primarily for the Global Wealth and Investment Management businesses. Will respond to inquiries from Federal and State regulators, including conducting factual investigation, analysis and legal research, drafting responses, preparing and representing employees at testimony before regulators, negotiating regulatory matters on behalf of the firm, managing outside counsel, and interfacing with the business. Conduct internal investigations, including performing factual investigation, analysis and legal research, interviewing employees, recommending employment decisions, identifying risks to the firm and swiftly proposing and implementing remedial measures, managing outside counsel, and interfacing with the business. Analyze and advise the business on pertinent laws, regulations and firm's policies, procedures and systems in order to minimize risk to the firm and to drive profitable and sustainable business growth. Provide advice and collaborate with support partners such as compliance, risk, legal, audit, media relations, registration, and human resources. Provide general legal counsel on litigation activities, excluding GBAM, as well as specific advice on products, services and certain legal actions. Review legal contracts and documents. Directly, or through staff, conduct legal research. May represent the bank in legal actions. Must have 5+ years of experience responding to regulatory inquiries and conducting internal investigations primarily for the Global Wealth and Investment Management division of large financial services firm. Bar admission is required. Application Deadline: May 2, 2014.
Ref. #: 1400030842
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