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Min 5 yrs required
US Compliance Specialist The candidate duties include: Support in the administration of the compliance policies and procedures of a US-registered investment adviser; collaborate with internal stakeholders to ensure the adequacy and operating effectiveness of the business’s policies and procedures; perform second-line-of-defense activities in relation to consequential risks; deliver independent risk assessment and reports that shed light on our risk profile. Should have degree in law, economics, or business. Must have 5+ years professional experience in the financial business, preferably in compliance, risk, or law. should have sound Swiss compliance know-how, particularly related to AML/KYC and CDB rules (and a US legal/compliance background is a plus). Must have excellent written and oral language skills in English and German.
Job Reference # 147795BR
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