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Organization TypeLaw Firm
Years of Experience
Date Last Verified
ProfileSecurities Litigation Associate The candidate should have 3-5 years of securities litigation and/or broker-dealer regulatory experience. The ideal candidate should have experience with examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and state securities agencies. Service in a regulatory (e.g., the SEC, CFTC, FINRA) enforcement organization would be helpful. Experience with hedge funds, investment funds and investment advisers a plus. Outstanding academic credentials and major law firm experience are required.
Forward a cover letter, resume, transcript and deal sheet.