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Litigation - Securities Litigation Attorney in Stamford, CT

Finn Dixon & Herling LLP. Jan 05,2018 Jan 11,2017 Location Stamford CT
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Law Firm

Attorney

Litigation - Securities Litigation

3-5 yrs required

Profile

Securities Litigation Associate The candidate should have 3-5 years of securities litigation and/or broker-dealer regulatory experience. The ideal candidate should have experience with examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and state securities agencies. Service in a regulatory (e.g., the SEC, CFTC, FINRA) enforcement organization would be helpful. Experience with hedge funds, investment funds and investment advisers a plus. Outstanding academic credentials and major law firm experience are required.

Additional info

Forward a cover letter, resume, transcript and deal sheet.

Company info