Job Details

Securities Litigation Associate

Company name

Organization Type

Law Firm

Job Type

Attorney

Years of Experience

3-5 yrs required

Location

Stamford, CT

Date Last Verified

Aug 18,2017

Posted on

Jan 11,2017
Practice Area
Litigation >> Litigation
Litigation >> Litigation - Securities Litigation
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Litigation >> Litigation - Health Care
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Litigation >> Litigation - White Collar Crime
Litigation >> Litigation - Employment
Litigation >> Litigation - Real Estate
Litigation >> Litigation - Medical Malpractice
Litigation >> Litigation - Construction
Litigation >> Litigation - Workers Compensation
Litigation >> Litigation - ERISA
Litigation >> Litigation - Tax
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Profile

Securities Litigation Associate The candidate should have 3-5 years of securities litigation and/or broker-dealer regulatory experience. The ideal candidate should have experience with examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and state securities agencies. Service in a regulatory (e.g., the SEC, CFTC, FINRA) enforcement organization would be helpful. Experience with hedge funds, investment funds and investment advisers a plus. Outstanding academic credentials and major law firm experience are required.

Additional info

Forward a cover letter, resume, transcript and deal sheet.

Company info

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