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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Legal Staff
Corporate
Litigation - Whistleblower - CFTC
Min 5 yrs required
Senior Consultant, Legal Support Candidate will provide paralegal support to the Group’s legal/compliance team for the retail and wolesale boker-dealers, investment advisors and insurance agencies. Will conduct research for three attorneys including federal and state securities, insurance, investment adviser, trust and estate laws. Manage and keep current Form BD and ADV filngs for multiple entities. Legal analysis for Insurance Agency filings for multiple entities in 50 states. Assist legal and compliance staff as needed with providing timely and accurate responses during regulatory exams. Track new and pending regulations.
Qualification and Experience
Candidate should have Bachelor's degree, Paralegal certificate, or 5+ years of comparable work experience. Background in a broker-dealer legal or compliance area is preferred. 5+ years of experience that directly aligns with the specific responsibilities is required.
Requisition Number: 15-0173.
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