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Legal Staff in Concord, NH

Lincoln National Corporation Mar 09,2015 Feb 05,2015 Location USA Concord NH
This job is expired...

In-House

Legal Staff

Corporate

Litigation - Whistleblower - CFTC

Min 5 yrs required

Profile

Senior Consultant, Legal Support Candidate will provide paralegal support to the Group’s legal/compliance team for the retail and wolesale boker-dealers, investment advisors and insurance agencies. Will conduct research for three attorneys including federal and state securities, insurance, investment adviser, trust and estate laws. Manage and keep current Form BD and ADV filngs for multiple entities. Legal analysis for Insurance Agency filings for multiple entities in 50 states. Assist legal and compliance staff as needed with providing timely and accurate responses during regulatory exams. Track new and pending regulations.

Qualification and Experience

Candidate should have Bachelor's degree, Paralegal certificate, or 5+ years of comparable work experience. Background in a broker-dealer legal or compliance area is preferred. 5+ years of experience that directly aligns with the specific responsibilities is required.

Additional info

Requisition Number: 15-0173.

Company info