Search using our robust engine. Get the recommendations you need to get ahead.
Browse through our expansive list of legal practice areas.
Work where you are or where you would like to be. Find where you will work with LawCrossing.
Use our marketplace to feature your opportunity
Start your search today
Set up your account and manage your company profile on LawCrossing
Look through and compare company profiles
Learn from the legal expert
Discover salaries and the scope of your next job
LawCrossing Works Read Testimonials and Share your Story
Do Not Be Influenced by Others’ Negative Opinions of You
In-House
Attorney
Government / Public Law
Litigation - Whistleblower - CFTC
Min 15 yrs required
Director of Regulatory Compliance Consulting Duties: Focuses on industry sectors broker dealer, and advisory clients; forex futures, swaps, and derivatives; banking services; and non-banks specialty finance. Assisting clients in managing operational, financial, and technology risks as well as designing and implementing process improvements that can lead to increased value, revenue, or cost containment. Help clients understand and address clients' enterprise regulatory risk. Work with Partners, Directors, and business development professionals to increase opportunities for delivering regulatory compliance services and building the regulatory compliance practice using their knowledge, expertise, and talent. Provides end-to-end advisory services to executives and boards that are designed to help create and protect value, and increase effective management of strategic, regulatory, financial, operational, and compliance risks on a sustained basis. Design of regulatory compliance programs, regulatory risk management programs, mock regulatory reviews, conducting independent compliance reviews on behalf of regulators and management, supporting internal audit functions in internal audits of compliance, and developing compliance policies, procedures and methodologies. Lead business development activities and provide oversight on client engagements. Will be responsible for building a regional team of regulatory compliance professionals that will deliver services and enhance our national brand in regulatory compliance. Will operate as the regional liaison and lead for regulatory compliance network. Working with clients and colleagues to improve business effectiveness, create sustainable efficiencies, add value by matching Firm capabilities with client needs, and build a world class consulting organization, then we invite you to help drive our growth in regulatory compliance. Contribute to strong client relationships through positive client support and sound expertise. Participate in growth activities for Risk Advisory Service offerings with specific emphasis on regulatory compliance services. Promote cross selling and integration of service lines of business. Work individually and as part of a team to provide project execution on client engagements. Use proven tools and techniques to execute project deliverables in a manner congruent with our client's business objectives. Manage engagement fundamentals (e.g., realization, utilization, leverage, accounts receivable, and expenses). Mentor, coach, and train staff and attract, develop, and retain talent. Heighten the brand by demonstrating thought leadership and embracing the marketing campaign and programs supported by the firm.
Qualification and Experience
Qualifications: Bachelor's degree. 15+ years experience with federal regulatory compliance laws and regulations in a financial institution, regulatory agency, or consulting capacity. Excellent verbal, written, and interpersonal communication skills. Preferred: Master's degree in business, a law degree or equivalent consulting industry experience . Practice development and management, marketing, and thought leadership. Significant experience in managing client relationships and leveraging them into new business advisory opportunities. Professional certification such as CRCM or CAMS.
Sign Up Now