Job Details

Eac Compliance Specialist

Company name

Organization Type

In-House

Job Type

Attorney

Years of Experience

Min 5 yrs required

Location

New York City, NY

Date Last Verified

Aug 19,2017

Posted on

Jun 19,2017
Practice Area
Finance >> Finance - Banking
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EAC Compliance Specialist Responsibilities : The candidate is responsible for providing enterprise wide oversight of the Volcker Rule through the identification, escalation and timely mitigation of compliance risks. Specific responsibilities include: maintaining a records inventory, developing, updating and supporting roll-out of mandatory Compliance training, conducting monitoring routines; assessing issues arising from testing results; updating work plans and trackers; creating and submitting metrics; contributing to various management and governance reporting routines; supporting the annual Compliance Risk Assessment process.

Qualification and Experience

Requirements : The candidate shall have BS/BA/JD Degree. Knowledge of Volcker Rule. 5 years industry experience. Progressive organizational, detail, & time management skills with the ability to multi-task and establish priorities. Strong business partnering experience / skills including the ability to interact and influence equally well within all levels of an organization. Excellent written & verbal communication skills including communicating clearly, crisply and candidly at all levels in the organization. Ability to work in a multi-faceted environment and proven track record in simultaneously managing multiple projects. Expertise using Microsoft Office applications. Experience in Compliance, Risk, or Audit program management and implementation. Change Management experience.

Additional info

Job number: 17002483

Company info

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