Job Details

Legal - Associate Counsel

Company name

Organization Type


Job Type


Years of Experience

1-3 yrs required


Manhattan, NY

Date Last Verified

Aug 08,2017

Posted on

Aug 07,2017
Practice Area
Corporate >> Corporate - Securities and Capital Markets
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Legal - Associate Counsel Dutied: Establishing best practices and guiding members across the team. Continually finding ways to improve our processes across the board. Building and maintaining relationships with startup founders and management teams. Helping manage portfolio company reporting and data. Drafting and conducting thorough reviews of company offering materials for compliance with SEC/FINRA rules. Managing complex projects under tight timelines while communicating and working actively with the company's founders and people across the entire team

Qualification and Experience

Requirements: BA/BS degree. JD degree. License to practice law in at least one U.S. jurisdiction. 1-3 years of experience as a practicing attorney at a reputable law firm, a securities regulator (i.e. FINRA/SEC), or in-house at a startup or tech company. Excellent written and verbal communication skills. Experience working on private placements, public offerings, or with investment companies. Experience drafting PPM’s, offering documents, or SEC filings (i.e. S-1, S-3, 10-K, 10-Q). Fintech startup experience. Technology background and/or interest. Series 24 license.

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