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Years of Experience
Date Last Verified
ProfileFunds Transfer AML Compliance Rep The candidate will prepares basic risk profiles, as needed. Gathers information from independent research, online tools or directly from the relationship manager in order to populate basic client profiles for new or existing clients. Performs due diligence to ensure accuracy of information. Uses basic communication skills to converse with internal stakeholders and escalates issues that require additional information to resolve. Conducts QSS real time scans in order to identify new risks, events or situations that could affect a clients risk level / profile. Reviews OFAC Sanctions alerts received on transactional reviews through Fircosoft and other filters. Determines if profile requires additional review and alteration from more experienced support staff. Assists with administrative items where applicable No direct reports. May provide guidance to less experienced AML/JKYC/Prevention support staff. Impact is related to own work. The position is within the Trade Finance Compliance Department where responsibilities include performing reviews of trade finance transactions for adherence to Anti-Boycott, O.F.A.C. and AML regulations.
Qualification and Experience
The candidate should have high school/secondary school or the equivalent combination of education and experience. Bachelor’s degree is preferred. Should have 1-2 years of total work experience preferred. Experience in brokerage, accounting, fraud or law preferred.