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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate - Asset/Investment Management
Corporate - General
Min 5 yrs required
Attorney The candidate will work as part of a team that provides legal support and counsel to the Investment Manager Services Market Unit. Will support the market unit’s fund administration, fund accounting and distribution business, including with respect to a large, multi-manager mutual fund series trust sponsored by firm. Responsible for a wide variety of regulatory and compliance matters under the Investment Company Act of 1940, including drafting and reviewing new fund registration statements, annual updates and proxy solicitation materials, preparing documentation in connection with investment company reorganizations and other business transactions, and negotiating service agreements. Have direct contact with external clients with respect to legal and regulatory matters and will handle a wide range of mutual fund general corporate and governance matters. Also work closely with the legal services managers and client relationship team assigned to the funds. Also include product/program support, board management, regulatory guidance, general corporate work, and participation in sales and other presentations. Be a member of the corporate legal department and will be assigned to the legal team that is generally responsible for providing legal services to the Investment Manager Services Unit. Report to the general counsel of this market unit. Work in a team environment with other members of firm’s legal team, the market unit and outside counsel. In this role, the attorney will become intimately involved with firm’s business activities in order to become a valued contributor and legal adviser. Some travel either domestically or internationally may be required.
Qualification and Experience
The candidate should have J.D. Degree from an accredited law school and admission to Bar. Must have 5+ years of experience practicing as an attorney at a law firm, company or government agency handling legal and regulatory issues relating to investment products. Expertise with respect to the Investment Company Act of 1940 and Investment Advisers Act of 1940 is required. Excellent communication and organizational skills is essential.
Job ID #: P23219
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