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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate
Litigation - Whistleblower - CFTC
Min 1 yrs required
Financial Services Senior - Financial Services Risk Management - Regulatory Compliance - Traded Products and Wealth Management The candidate will support client engagement teams, work with a wide variety of clients to deliver professional services, and lead business development activities on strategic and global priority accounts. Will establish relationships with client personnel at appropriate levels. Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business. Remain current on new developments in advisory services capabilities and industry knowledge.
Qualification and Experience
The candidate should have a Bachelor's degree and 2 years of related work experience OR a Graduate degree and 1-2 years of related work experience. Should have a degree in law, or a related discipline. MBA or MS is preferred. Must have 1+ year of relevant experience with federal regulatory agency (Securities and Exchange Commission, Commodities and Futures Trading Commission), self regulatory organization (FINRA, NFA, CBOE, CME), financial services organization Compliance Department, or CRCP certification. Should have knowledge of broker dealer, swap dealer, FCM or similar compliance practices. Experience with the design, development and implementation of internal controls and or testing of internal controls for financial services business processes a plus. Prior experience in consulting preferred. Should have a willingness to travel to meet client needs. Should also have willingness and ability to travel internationally.
Ref. #: UNI007N1
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