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Corporate Attorney in Rogers, AR

Ernst & Young Global Limited Sep 05,2015 Jul 05,2015 Location Rogers AR
This job is expired...

In-House

Attorney

Corporate

Litigation - Whistleblower - CFTC

Min 1 yrs required

Profile

Financial Services Senior - Financial Services Risk Management - Regulatory Compliance - Traded Products and Wealth Management The candidate will establish relationships with client personnel at appropriate levels. Will consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business. Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate to new knowledge. Remain current on new developments in advisory services capabilities and industry knowledge.

Qualification and Experience

The candidate should have a Bachelor's degree and 2 years of related work experience OR a Graduate degree and 1-2 years of related work experience. Should have a degree in law, or a related discipline. MBA or MS preferred. Must have 1+ year of relevant experience with federal regulatory agency (Securities and Exchange Commission, Commodities and Futures Trading Commission), self regulatory organization (FINRA, NFA, CBOE, CME), financial services organization Compliance Department, or CRCP certification. Should have knowledge of broker dealer, swap dealer, FCM or similar compliance practices. Experience with the design, development and implementation of internal controls and or testing of internal controls for financial services business processes a plus. Prior experience in consulting preferred. Should have a willingness to travel to meet client needs and also have willingness and ability to travel internationally.

Additional info

Ref. #: UNI007N1

Company info