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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate
Litigation - Whistleblower - CFTC
6-10 yrs required
Senior Associate General Counsel Duties: Reporting to the General Counsel and Chief Compliance Officer, will be responsible for assisting and assuming responsibility for, various matters ranging from investment adviser compliance, fund formation and operation (private and public), new product development, contract review, general corporate work, and mergers and acquisitions.
Qualification and Experience
Qualifications: JD Degree. Member of New York or other state bar in good standing. 6-10 years’ relevant practice experience in the asset management/securities industry. A mix of law firm experience combined with experience in-house and/or with the SEC or FINRA. Strong working knowledge of the Advisers Act and investment adviser regulation. Fund formation and operation (private and/or public). General corporate and M&A experience highly desired. General working knowledge of 40 Act and registered funds desired. General working knowledge of FINRA and NFA regulations is an asset. Ability to work independently, discipline and drive. Project management. Superior verbal communication, interpersonal and relationship-building skills.
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