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Corporate Attorney in New York City, NY

Cordium Sep 01,2015 Location USA New York City NY
This job is expired...

In-House

Attorney

Corporate

Litigation - Whistleblower - CFTC

Min 8 yrs required

Profile

Vice President The candidate will be responsible for helping to provide both SEC registered and unregistered investment advisers with various levels of tailored compliance and regulatory support services. These services range from compliance infrastructure reviews to more proactive monitoring and maintenance of a manager's compliance program. Work with various clients to provide a high level of service and pro-active support.

Qualification and Experience

The candidate should preferably have a Bachelor's degree. A J.D. degree is considered. Should preferably have 8+ years of experience in the private fund compliance field with experience handling regulatory issues under the Investment Advisers Act of 1940. Relevant paralegal experience considered.

Company info