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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate
Litigation - Whistleblower - CFTC
Min 8 yrs required
Vice President The candidate will be responsible for helping to provide both SEC registered and unregistered investment advisers with various levels of tailored compliance and regulatory support services. These services range from compliance infrastructure reviews to more proactive monitoring and maintenance of a manager's compliance program. Work with various clients to provide a high level of service and pro-active support.
Qualification and Experience
The candidate should preferably have a Bachelor's degree. A J.D. degree is considered. Should preferably have 8+ years of experience in the private fund compliance field with experience handling regulatory issues under the Investment Advisers Act of 1940. Relevant paralegal experience considered.
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