Search using our robust engine. Get the recommendations you need to get ahead.
Browse through our expansive list of legal practice areas.
Work where you are or where you would like to be. Find where you will work with LawCrossing.
Use our marketplace to feature your opportunity
Start your search today
Set up your account and manage your company profile on LawCrossing
Look through and compare company profiles
Learn from the legal expert
Discover salaries and the scope of your next job
LawCrossing Works Read Testimonials and Share your Story
Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Corporate
Litigation - Whistleblower - CFTC
Min 15 yrs required
Senior Managing Counsel The candidate will provide senior level business advice and counsel to company's business units. Will also manage critical legal and regulatory issues and advise business units and provide senior level support on the regulatory issues affecting the company. Provide primary legal support to the compliance department and advise on AML matters and issues that are core to company's responsibilities to know its customers. Assist with the analysis of new regulatory requirements and actively participate in crafting the road map, along with business units, to successfully implement processes to comply with such regulations. Participate in senior level working groups and steering committees that are part of the firm's governance structure as well as mechanisms for creating additional opportunities for risk mitigation.
Qualification and Experience
The candidate should have a Legal degree with 15+ years of experience. Should be licensed to practice law in NY and (NJ limited in house counsel license). Must have 15+ years of experience in financial services and specific experience with a broker-dealer, registered investment advisor, law enforcement, or a law firm specializing in financial services and/or a regulator. Thorough understanding of securities regulation and compliance issues is required.
Job Number: 1315570
Sign Up Now