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Corporate Attorney in Jersey City, NJ

Pershing LLC Dec 19,2014 Dec 24,2013 Location Jersey City NJ
This job is expired...

In-House

Attorney

Corporate

Litigation - Whistleblower - CFTC

Min 15 yrs required

Profile

Senior Managing Counsel The candidate will provide senior level business advice and counsel to company's business units. Will also manage critical legal and regulatory issues and advise business units and provide senior level support on the regulatory issues affecting the company. Provide primary legal support to the compliance department and advise on AML matters and issues that are core to company's responsibilities to know its customers. Assist with the analysis of new regulatory requirements and actively participate in crafting the road map, along with business units, to successfully implement processes to comply with such regulations. Participate in senior level working groups and steering committees that are part of the firm's governance structure as well as mechanisms for creating additional opportunities for risk mitigation.

Qualification and Experience

The candidate should have a Legal degree with 15+ years of experience. Should be licensed to practice law in NY and (NJ limited in house counsel license). Must have 15+ years of experience in financial services and specific experience with a broker-dealer, registered investment advisor, law enforcement, or a law firm specializing in financial services and/or a regulator. Thorough understanding of securities regulation and compliance issues is required.

Additional info

Job Number: 1315570

Company info