Download App | FOLLOW US ON SOCIAL MEDIA
 Upload Your Resume   Employers / Post Jobs 

Corporate Attorney / Corporate - General Corporate/Governance Attorney in Portland, ME

BERNSTEIN, SHUR, SAWYER & NELSON, P.A. Jun 09,2017 Oct 29,2016 Location Portland ME
This job is expired...

Law Firm

Attorney

Corporate

Corporate - Asset/Investment Management

Corporate - General

Corporate - M&A

Corporate - Private Equity

Corporate - Securities and Capital Markets

Corporate - Venture Capital/Emerging Companies

3-5 yrs required

Profile

Associate Attorney – Securities Attorney The candidate will play an immediate and direct role in regulatory, compliance, and transactional client work for a national practice serving SEC-registered investment advisory firms, open-end investment companies (mutual funds), registered closed-end investment companies, ETFs, common and collective investment trusts, other public and private on-shore and off-shore investment vehicles, as well as work for fund industry service providers. Will assist in defense of SEC examinations and enforcement defense matters, as well as independent investigations for asset management and financial services industry clients. Handle client base includes many corporate and fund boards, institutional trustees, and other fiduciaries, so knowledge of corporate governance issues specific to these parties is important. Collaterally, will also support contract work, outsourcing deals, M&A work, and dispute resolution efforts within the context of the asset management and financial services client base. Prior experience in these collateral areas is less important, but beneficial.

Qualification and Experience

The candidate must have 3-5 years’ of dedicated experience working for asset management industry clients, and working knowledge of relevant federal securities laws specific to the asset management industry, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, as well as the Securities Act of 1933 and Exchange Act of 1934.

Company info