Search using our robust engine. Get the recommendations you need to get ahead.
Browse through our expansive list of legal practice areas.
Work where you are or where you would like to be. Find where you will work with LawCrossing.
Use our marketplace to feature your opportunity
Start your search today
Set up your account and manage your company profile on LawCrossing
Look through and compare company profiles
Learn from the legal expert
Discover salaries and the scope of your next job
LawCrossing Works Read Testimonials and Share your Story
Do Not Be Influenced by Others’ Negative Opinions of You
In-House
Attorney
Corporate - General
Min 7 yrs required
Corporate Compliance - Electronic Trading Compliance Advisory - Executive Director The candidate will be working directly with senior global Investment Bank technology and front office personnel on regulatory compliance strategy for the firm's global, multi-jurisdictional, cross asset class (equities, fixed income, futures, commodities, FX) client –facing electronic trading and market making initiatives. Will be building and maintaining strong client relationships with senior technology and business personnel. Advise business management and information technology on rules and regulations applicable to the cross-asset class electronic trading platforms. Interact with compliance peers on line-of-business specific compliance issues related to the development/rollout of systems and other electronic trading matters. Work directly with senior technology and business management to manage the development and maintenance of business and compliance policies and procedures related to relevant rules and regulations, system controls and testing. Strategizing post implementation review and testing of technology rollouts and enhancements. Identifying needs and delivering relevant training to technology and front-office personnel. Bachelor degree required, MBA, law degree is helpful. Should have 7+ years of industry experience covering financial instruments; significant experience in managing compliance matters (e.g., rule implementions). Must have experience in supporting front office electronic trading in a front-office facing capacity. Extensive knowledge of financial industry rules and regulations is essential. Excellent written and interpersonal skills is essential. Management experience is a plus.
Ref 170036255
Sign Up Now