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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Trusts and Estates
Min 5 yrs required
Legal- Assistant General Counsel- Wealth Management- Vice President The candidate will provide legal advice and support to the firm Securities business, with a focus on investment advisory products and issues impacting registered investment advisers, but a readiness to handle transactional brokerage issues as well. Advise the business on a wide range of legal issues relevant to investment management advice and brokerage. Support the business on new product development and launches. Provide insight on product distribution to clients. Work closely with other members of the Legal Department and other control functions (e.g., Compliance, Risk) to identify and resolve issues impacting the firm Securities business. Coordinate as needed with other divisions of firm Asset Management and firm Wealth Management, including Chase Wealth Management. Must have JD Degree and licensed to practice law and a member in good standing in in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction. Should have 5+ years of relevant law firm, financial institution or comparable experience. Knowledge of investment management legal issues, including SEC regulations and guidance on investment advisory issues is required. Familiarity/experience with wealth management business (including brokerage) is a plus.
Ref: 170027429
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