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Corporate Attorney / Corporate Finance Attorney / International Attorney in Seattle, WA

Wells Fargo Mar 26,2017 Mar 24,2017 Location Seattle WA
This job is expired...

In-House

Attorney

Corporate

Finance

International Law

Litigation - Whistleblower - CFTC

Min 10 yrs required

Profile

Operational Risk Manager IV The candidate will lead a team to implement and monitor all risk architecture and investment oversight activities, including new product and distribution reporting as a dedicated risk officer. Assist in numerous projects and integration of new developments into the organization. Develop and integrate risk analysis and reporting into a global investment management company with multiple legal entities. Manage new initiatives during development phase for Risk to assure appropriate integration with procedures. Create and link a detailed framework to document risk discussions, validation and decisions. Develop and evaluate forensic testing to identify emerging risks. Collaborate with all applicable business units and apply company risk tools and create additional tools appropriate for Investment Management. Deliver risk expertise and consulting for projects and initiatives, including project management for new initiatives and project as appropriate. Build appropriate detailed and summary reporting for all business activities for new projects and risk assessments for corporate partners, management and the Boards of Trustees/Directors. Evaluate and assure testing for the validity and range of risks, as well as the effectiveness and reliance of controls. A Masters of Business Administration (MBA), Chartered Financial Analyst (CFA), or comparable professional designation required. JD or other advanced degree preferred. 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both required. 5+ years of management experience required. Advanced Microsoft Office skills and excellent verbal, written, and interpersonal communication skills required. Experience working in a large enterprise environment required. Proven experience and ability to create, execute and report a risk framework for an Investment Advisor and in-depth knowledge of appropriate risks, including but not limited to, Investment, Operations, Regulatory and Reputational required. Experience in federal securities risks, primarily related to the Investment Advisers Act and Investment Company Act, industry practices required. Concrete understanding of conflicts of interest scenarios in the investment management industry and reporting thereon required. Knowledge of complex investments and associated risks required. Compliance experience in hedge funds/private placements/alternative investments International compliance experience, including UCITS required. Proven: ability in risk officer role for 1940 Act funds reporting to management and Board of Trustees; ability to proactively identify risk factors prior to regulatory exams required. Deadline: March 31, 2017.

Additional info

Job ID: 5316727

Company info