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Banking Attorney in Shanghai, Shanghai

Citigroup Inc Aug 21,2015 Jul 06,2015 Location Shanghai Shanghai
This job is expired...

In-House

Attorney

Finance - Banking

Litigation - Whistleblower - CFTC

Min 5 yrs required

Profile

AML Analyst for FIU Duties: Perform AML Investigations and relationship reviews in conjunction with countries/territories and conduct focused reviews of high risk client activity. Responsible for the appropriate collection and analysis of documents to assist in identifying unusual transaction patterns. Conduct research over available Bank systems, the Internet and Databases consistent with the resolution of investigations. Ensure that business is being conducted in compliance with all applicable laws, regulations and internal procedures Interface with responsible Relationship Managers (RM) and to understand standard business practices in local jurisdictions, possible areas of concern and resolution of potentially suspicious matters. Document and report the review findings, ensure RM awareness of conclusions and prepare reports of findings for Compliance and Business management. Draft Suspicious Activity Reports (SARs) / Suspicious Transaction Reports (STRs) and recommend relationship retention or termination, and track account closures as required. Responsible for communicating with internal and external entities to include senior managers, members of the sales team and other Citigroup AML monitoring units to ensure findings are incorporated in all aspects of the AML control program. Conduct QA reviews of case files, tracking logs and various AML processes.

Qualification and Experience

Qualifications: Graduate Degree from a recognized university (Accountancy, Banking, Business, Economics or Law) or Relevant professional qualification in financial services or audit. Post Graduate Degree is a plus. 5+ years' experience in reviewing customer transactions and information for potentially suspicious activity and performing AML related investigations. 5+ years' experience in reviewing and approving Know Your Customer (KYC) files for complex banking products, performing analysis of customer information/transactions, and preparing Suspicious Activity Reports (SARs)/Suspicious Transaction Reports (STRs). Excellent organizational, time management, and project management skills. Excellent research skills including experience with online research tools. Advanced proficiency in Microsoft Word, Excel, Access, PowerPoint, and Outlook. Strong writing, analytical, and communication skills. Able to multitask and complete projects on time. Proficiency in a foreign language (Mandarin, Bahasa Indonesia or Japanese) is a plus but not a requirement. AML / Compliance/ law enforcement backgrounds and/or internal candidates who can demonstrate a firm understanding of Citi AML policies and procedures is a plus. Interpersonal skill as well as have the ability to work very closely and confidently with many different levels of management on the business side. Negotiation, analytical and organizational skills are also necessary. Able to work autonomously as an effective member of a dynamic team. Effective communication, both written and oral, is crucial. Excellent English skills are a key requirement, particularly in the context of delivering clear and considered investigation reports. Familiarity with conducting funds tracing and transaction analysis using Excel is a fundamental requirement. Knowledge of the laws applicable to money laundering in Asia Pacific’s countries/territories, including but not limited to the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements, and Suspicious Activity Report (SAR)/Suspicious Transaction Reports (STR) requirements. The Recommendations of the Financial Action Task Force on Money Laundering (FATF) and the most recent FATF Annual Report; Any official guidance issued by local government authorities regarding suspicious activity involving possible money laundering.

Additional info

Ref-15053272

Company info