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In-House
Attorney
Finance - Banking
Litigation - Whistleblower - CFTC
2-3 yrs required
Compliance, Investment Banking Division, Associate The candidate will work as part of the compliance team covering the Investment Banking Division (IBD). Will be an integral part of the Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by bankers. Working with fellow team members, supervising attorneys and global counterparts in IBD Compliance, will regularly interact with business professionals, other compliance teams and other Goldman Sachs departments, including Legal, Internal Audit, Finance, Operations, Technology and the Business Selection and Conflicts Resolution Group. Providing advice to IBD personnel on compliance, regulatory, policy and reputational issues, as well as on new business initiatives and significant business changes affecting the firm. Developing and implementing policies, procedures and best practice standards for IBD. Creating and implementing new controls and surveillances to mitigate risks to the firm by analyzing the transactional processes used in the Investment Banking Division, as well as the activities and actions of individual bankers. Assisting other compliance teams in monitoring the activities of the Investment Banking Division to ensure that it adheres to applicable laws, regulations and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs. Creating and implementing live and online compliance training programs to educate business professionals on applicable compliance requirements, legal issues and regulatory changes. Assisting in responding to regulatory inquiries and investigations.
Qualification and Experience
Qualifications: Bachelor’s degree required. J.D. Degree a plus. 2-3 years related experience. Experience in law and finance, including investment banking transactions.
Job id: 33726
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