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Banking Attorney in Mesa, AZ

Wells Fargo Feb 11,2016 Location Mesa AZ
This job is expired...

In-House

Attorney

Finance - Banking

Litigation - Whistleblower - CFTC

Min 5 yrs required

Profile

Compliance Consultant V The candidate will be responsible for conducting regulatory compliance risk management oversight for consumer banking related regulations and assigned line of business compliance programs, specifically Private Banking. Responsibilities include maintaining an awareness of the state of compliance across assigned regulations, businesses and the industry; assuring compliance with applicable regulatory and internal policy requirements; providing subject matter expertise to businesses and support group partners on select regulations and risk topics; ensuring business issues are proactively identified and addressed appropriately, escalating when necessary; and managing relationships and promoting a team orientation with corporate, business heads, the Law department, company Audit Services, and multiple regulators. Additional responsibilities include executing second line of defense new and modified product and service activities, providing oversight and credible challenge to Community Banking and Private Banking businesses. Provide oversight, guidance and credible challenge for assigned business compliance programs, regulatory compliance risk management activities, and new and modified product and service activities. Fulfill regulatory proponent role on assigned consumer banking related regulations; possess and demonstrate compliance expertise and perform enterprise assessment of assigned regulations. Fulfill risk assessment and other compliance risk tool requirements and use tools and reporting in conducting risk analysis. Support cross-business regulatory examinations and audits. Participate in or lead cross-business initiatives to ensure successful implementation of applicable regulatory changes or other required action plans. Build strong partnerships and collaborate effectively with business, enterprise risk, and Law Department partners. Assist team members with ad hoc assignments.  

Qualification and Experience

A RCM or CIA certifications; Bachelor’s Degree, Master’s or Law Degree is preferred. Should have 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both. Experience with regulatory requirements applicable to financial institutions, particularly consumer banking related regulations such as Regulation CC, Regulation DD, Regulation E, Regulation D, Regulation II, Regulation GG, Remote Deposit Capture, Overdraft Products, Non-Deposit Investment Products, Banking Activities and Operations are preferred. Should have preferable experience with overseeing large scale projects or initiatives across a global institution. Prior experience and/or working knowledge of company risk tools (CRAS+, CICAT, SHRP, Controls Catalog) is preferred. Experience with new and modified product and service assessment activities is desired. Advanced Microsoft Office skills are preferred. Excellent verbal, written, and interpersonal communication skills are desired. Must have demonstrated ability to build effective partnerships with multiple stakeholders and effectively communicate assessment results and recommendations. Deadline: 18-2-2016.

Additional info

Ref - 5184497

Company info