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Banking Attorney in Forked River, NJ

Wells Fargo Sep 20,2014 Location Forked River NJ
This job is expired...

In-House

Attorney

Finance - Banking

Litigation - Whistleblower - CFTC

Min 10 yrs required

Profile

Anti -Corruption Compliance Manager The candidate will manage the Global Anti-Corruption Compliance Program. This is a new role and function to the Wholesale Banking Division. Will partner with the Corporate Anti-Corruption Compliance Office, and develop, implement and enforce a Wholesale Banking Division program to comply with company's Global Anti-Corruption Compliance Program, as well as any addition program requirements which are required for Wholesale Banking as a result of its businesses. Point of contact within the Financial Crime Compliance Anti-Corruption Office. Responsible for the implementation of the corporate anti-corruption compliance program across the Wholesale Banking Division. Assess as to whether additional controls are required from a Wholesale Banking perspective to ensure that risks are properly mitigated and that the Wholesale Division maintains a best in class program. Manage the implementation and enhancement of anti-corruption compliance processes and ensure, as appropriate, consistency in policies, procedures and controls. Determine whether enhancements to anti-corruption compliance processes, including know-your intermediary, client due diligence, enhanced due diligence and transaction reviews within the regions are required. Will be undertaking risks assessments specific to anti-corruption compliance risks across the Wholesale Banking Division. Review and oversee anti-corruption matters within the Americas region. Coordination and Management of regulatory exams and internal audit reviews for whole Banking Division. In conjunction with the Global Head of anti-corruption, track emerging anti-corruption legislation and regulation. As appropriate, in partnership with the business, develop and implement new policies, procedures and controls in order to address new legislative or regulatory requirements. Assist in the development of anti-corruption compliance training to the business as requested/required.

Qualification and Experience

The candidate should preferable have J.D. Should have 10+ years of experience in fraud, BSA/AML, investigations of financial crimes transactions or policy violations, risk management or compliance and 5+ years management experience. Must have 5 + years related experience at a financial institution, law firm or regulator. Must have familiarity with statutory construction and interpretation. Should have familiarity with the business operations of a large bank and/or broker dealer. Should be well organized and able to execute responsibilities with minimal supervision; ability to prioritize multiple tasks and bring tasks to completion within established timeframes. Must have proven ability to communicate effectively both verbally and in writing.
Deadline: 09/23/2014.

Company info